FIRST SOUTHWEST COMPANY, LLC

NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
LAURA LEVENTHAL | MANAGER | 1201 ELM STREET, SUITE 3500 DALLAS, TX 75270 USA |
J. MICHAEL EDGE | MANAGER | 1201 ELM STREET, SUITE 3500 DALLAS, TX 75270 USA |
Type | Date | Old Value | New Value |
---|---|---|---|
Conversion | 2015-01-16 | First Southwest Company on 01-16-2015 | FIRST SOUTHWEST COMPANY, LLC |
Number | Name | File Date |
---|---|---|
202187161860 | Certificate of Cancellation | 2021-01-15 |
202187160980 | Annual Report | 2021-01-15 |
202187161310 | Annual Report | 2021-01-15 |
202187161680 | Annual Report | 2021-01-15 |
202187146920 | Reinstatement | 2021-01-15 |
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Date of last update: 31 May 2025
Sources: Rhode Island Department of State