NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
J. RICHARD RATCLIFFE | Agent | 40 WESTMINSTER STREET SUITE 700, PROVIDENCE, RI, 02903, USA |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
Type | Date | Old Value | New Value |
---|---|---|---|
Name Change | 2022-10-01 | AXIS ADVISORS, LLC | Axis Wealth Partners, LLC |
Number | Name | File Date |
---|---|---|
202451423500 | Annual Report | 2024-04-18 |
202333906260 | Annual Report | 2023-04-25 |
202222832320 | Articles of Amendment | 2022-09-15 |
202216090800 | Annual Report | 2022-04-28 |
202105152990 | Annual Report | 2021-11-18 |
The Uniform Commercial Code (UCC) is a comprehensive set of laws governing all commercial transactions in the United States.
A UCC filing is a public notice of a secured transaction. A financing statement indicates a commercial agreement between a debtor and a
secured party.
Date of last update: 31 May 2025
Sources: Rhode Island Department of State