| Name: | CETERA INVESTMENT SERVICES LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 Dec 2012 (12 years ago) |
| Identification Number: | 000795008 |
| Place of Formation: | DELAWARE |
| Principal Address: | 400 1ST STREET SOUTH SUITE 300, ST. CLOUD, MN, 56301, USA |
| Mailing Address: | 400 1ST ST S STE 300, ST. CLOUD, MN, 56301, USA |
| Purpose: | SECURITIES BROKER/DEALER |
| NAICS: | 523120 - Securities Brokerage |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| LEANN RUMMEL | MANAGER | 400 1ST ST SOUTH ST CLOUD, MN 56301 USA |
| JOSEPH NEARY | MANAGER | 200 N PACIFIC COAST HWY EL SEGUNDO, CA 90245 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202453034100 | Annual Report | 2024-04-29 |
| 202332301390 | Annual Report | 2023-04-04 |
| 202212956740 | Annual Report | 2022-03-16 |
| 202104343100 | Annual Report | 2021-10-31 |
| 202070864960 | Annual Report | 2020-11-02 |
| 201926062530 | Annual Report | 2019-10-30 |
| 201880713990 | Annual Report | 2018-11-02 |
| 201879860490 | Statement of Change of Registered/Resident Agent | 2018-10-22 |
| 201751744560 | Annual Report | 2017-10-17 |
| 201611176490 | Annual Report | 2016-10-26 |
Date of last update: 17 Oct 2024
Sources: Rhode Island Department of State
