CETERA INVESTMENT SERVICES LLC
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| Name: | CETERA INVESTMENT SERVICES LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 Dec 2012 (13 years ago) |
| Identification Number: | 000795008 |
| Place of Formation: | DELAWARE |
| Purpose: | RIA |
| Principal Address: |
400 1ST STREET SOUTH SUITE 300, ST. CLOUD, MN, 56301, USA
|
| Mailing Address: |
400 1ST ST S STE 300, ST. CLOUD, MN, 56301, USA
|
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| LEANN RUMMEL | MANAGER | 400 1ST ST SOUTH ST CLOUD, MN 56301 USA |
| JOSEPH NEARY | MANAGER | 200 N PACIFIC COAST HWY EL SEGUNDO, CA 90245 USA |
| THOMAS TAYLOR | MANAGER | 200 N PACIFIC COAST HWY, STE 1200 EL SEGUNDO, CA 90245 USA |
| Number | Name | File Date |
|---|---|---|
| 202453034100 | Annual Report | 2024-04-29 |
| 202332301390 | Annual Report | 2023-04-04 |
| 202212956740 | Annual Report | 2022-03-16 |
| 202104343100 | Annual Report | 2021-10-31 |
| 202070864960 | Annual Report | 2020-11-02 |
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Date of last update: 13 Jul 2025
Sources: Rhode Island Department of State