| Name: | RBC CAPITAL MARKETS, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 09 Nov 2010 (14 years ago) |
| Branch of: | RBC CAPITAL MARKETS, LLC, MINNESOTA (Company Number fe8fa5c0-bad4-e011-a886-001ec94ffe7f) |
| Identification Number: | 000557841 |
| Place of Formation: | MINNESOTA |
| Principal Address: | THREE WORLD FINANCIAL CENTER 200 VESEY ST 5TH FLOOR, NEW YORK, NY, 10281, USA |
| Purpose: | SECURITIES BROKER/DEALER AND INVESTMENT ADVISOR |
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| THOMAS SAGISSOR | MANAGER | 60 S. SIXTH STREET MINNEAPOLIS, MN 55402 USA |
| AHMED KACHENOURA | MANAGER | 200 VESSEY ST NEW YORK, NY 10281 USA |
| DAVID C DOWNIE | MANAGER | 200 VESEY ST NEW YORK, NY 10281 USA |
| MATTHEW STOPNIK | MANAGER | 200 VESEY STREET NEW YORK, NY 10281 USA |
| JONATHAN YU | MANAGER | 200 BAY ST SOUTH TOWER 20TH FL TORONTO, ON M5J2J5 CAN |
| JOHN THURLOW | MANAGER | 200 BAY ST SOUTH TOWER 20TH FL TORONTO, ON M5J2J5 CAN |
| Number | Name | File Date |
|---|---|---|
| 202451757920 | Annual Report | 2024-04-20 |
| 202334125200 | Annual Report | 2023-04-26 |
| 202216563890 | Annual Report | 2022-05-01 |
| 202104197370 | Annual Report | 2021-10-28 |
| 202066946230 | Annual Report | 2020-10-21 |
| 201923454680 | Annual Report | 2019-10-07 |
| 201879272310 | Annual Report | 2018-10-11 |
| 201752103500 | Annual Report | 2017-10-24 |
| 201611254260 | Annual Report | 2016-10-27 |
| 201586422600 | Annual Report | 2015-10-28 |
Date of last update: 14 Oct 2024
Sources: Rhode Island Department of State
