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Regional Treaty Services Corporation

Company Details

Name: Regional Treaty Services Corporation
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Dissolved
Date of Organization in Rhode Island: 02 Jan 2008 (17 years ago)
Date of Dissolution: 20 Dec 2023 (a year ago)
Date of Status Change: 20 Dec 2023 (a year ago)
Identification Number: 000294833
ZIP code: 02840
County: Newport County
Principal Address: 60 JOHN STREET, NEWPORT, RI, 02840, USA
Purpose: REINSURANCE CONSULTING / UNDERWRITING Title: 7-1.2-1701

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2022 200421396 2023-08-02 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2023-08-02
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2022 200421396 2023-08-02 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2023-08-02
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORP 401(K) PLAN 2021 200421396 2022-07-07 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2022-07-07
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORP 401(K) PLAN 2021 200421396 2022-10-30 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2022-10-30
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2021 200421396 2022-06-08 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2022-06-08
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORP 401(K) PLAN 2020 200421396 2021-09-08 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2021-09-08
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2020 200421396 2021-09-17 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2021-09-17
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2019 200421396 2020-07-22 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2020-07-22
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORP 401(K) PLAN 2019 200421396 2020-07-08 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2020-07-08
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
REGIONAL TREATY SERVICES CORPORATION CASH BALANCE PENSION PLAN 2018 200421396 2019-07-25 REGIONAL TREATY SERVICES CORPORATION 2
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2019-07-25
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2019/07/23/20190723132348P030261672285001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2019-07-23
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/09/11/20180911095342P030128857757001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2018-09-11
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/06/25/20180625081233P030019159255001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2017-01-01
Business code 524290
Sponsor’s telephone number 4018491945
Plan sponsor’s address 60 JOHN STREET, NEWPORT, RI, 02840

Signature of

Role Plan administrator
Date 2018-06-25
Name of individual signing JOHN PFAUTZ
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
JOHN J. PFAUTZ Agent 60 JOHN STREET, NEWPORT, RI, 02840, USA

ASSISTANT VICE PRESIDENT

Name Role Address
ANNA RUYI PFAUTZ ASSISTANT VICE PRESIDENT 8 HALL NEWPORT, RI 02840 USA

DIRECTOR

Name Role Address
JOHN JAY PFAUTZ DIRECTOR 60 JOHN STREET NEWPORT, RI 02840 USA

Filings

Number Name File Date
202343483560 Articles of Dissolution 2023-12-20
202327569220 Annual Report 2023-02-06
202207811650 Annual Report 2022-01-11
202184200670 Annual Report 2021-01-05
202030931790 Annual Report 2020-01-02
201882717400 Annual Report 2018-12-17
201755056100 Annual Report 2017-12-14
201629285010 Annual Report 2016-12-30
201589000760 Annual Report 2015-12-10
201451164550 Annual Report 2014-12-13

Date of last update: 11 Oct 2024

Sources: Rhode Island Department of State