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  5. BAY CAPITAL MEZZANINE MANAGEMENT, LLC

BAY CAPITAL MEZZANINE MANAGEMENT, LLC

Company Details

Name: BAY CAPITAL MEZZANINE MANAGEMENT, LLC
Jurisdiction: Rhode Island
Entity type: Foreign Limited Liability Company
Status: Activ
Date of Organization in Rhode Island: 29 Jan 2007 (18 years ago)
Identification Number: 000161439
ZIP code: 02806
County: Bristol County
Place of Formation: DELAWARE
Principal Address: 16 WOODLAND ROAD, BARRINGTON, RI, 02806, USA
Purpose: MANAGEMENT OF INVESTMENT FUNDS

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2023 200988224 2024-05-24 BAY CAPITAL MEZZANINE MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4013960930
Plan sponsor’s address 16 WOODLAND ROAD, BARRINGTON, RI, 02806
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2022 200988224 2023-05-12 BAY CAPITAL MEZZANINE MANAGEMENT LLC 4
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 503, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2021 200988224 2022-08-26 BAY CAPITAL MEZZANINE MANAGEMENT LLC 5
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2020 200988224 2021-05-18 BAY CAPITAL MEZZANINE MANAGEMENT LLC 7
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 503, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2019 200988224 2020-08-20 BAY CAPITAL MEZZANINE MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2018 200988224 2019-04-01 BAY CAPITAL MEZZANINE MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2017 200988224 2018-05-31 BAY CAPITAL MEZZANINE MANAGEMENT LLC 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2016 200988224 2017-05-16 BAY CAPITAL MEZZANINE MANAGEMENT LLC 9
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2015 020988224 2016-10-14 BAY CAPITAL MEZZANINE MANAGEMENT, LLC 8
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
BAY CAPITAL MEZZANINE MANAGEMENT, LLC 401(K) PLAN 2015 020988224 2016-06-17 BAY CAPITAL MEZZANINE MANAGEMENT, LLC 8
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/05/18/20150518085404P040001964647001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2015-05-18
Name of individual signing MARY HALVEY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/06/11/20140611093323P040136692709001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address ONE TURKS HEAD PLACE, SUITE 1492, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2014-06-11
Name of individual signing MARY HALVEY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/05/25/20130525145800P030080646133001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address SUITE 1492, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903

Signature of
Role Plan administrator
Date 2013-05-25
Name of individual signing MARY HALVEY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/10/16/20121016040130P030003151972001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address SUITE 1492, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 200988224
Plan administrator’s name BAY CAPITAL MEZZANINE MANAGEMENT, LLC
Plan administrator’s address SUITE 1492, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012283834

Signature of
Role Plan administrator
Date 2012-10-15
Name of individual signing MARY HALVEY
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/05/31/20110531085136P040069627265001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address SUITE 1492, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 200988224
Plan administrator’s name BAY CAPITAL MEZZANINE MANAGEMENT, LLC
Plan administrator’s address SUITE 1492, ONE TURKS HEAD PLACE, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012283834

Signature of
Role Plan administrator
Date 2011-05-31
Name of individual signing GREG MULLIGAN
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/14/20101014203300P070013040690001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2007-01-01
Business code 523900
Sponsor’s telephone number 4012283834
Plan sponsor’s address SUITE 1492, PROVIDENCE, RI, 02903

Plan administrator’s name and address
Administrator’s EIN 200988224
Plan administrator’s name BAY CAPITAL MEZZANINE MANAGEMENT, LLC
Plan administrator’s address SUITE 1492, PROVIDENCE, RI, 02903
Administrator’s telephone number 4012283834

Signature of
Role Plan administrator
Date 2010-10-14
Name of individual signing GREG MULLIGAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
GREGORY F. MULLIGAN Agent 16 WOODLAND ROAD, BARRINGTON, RI, 02806, USA

Manager

Name Role Address
GREGORY F. MULLIGAN Manager ONE TURKS HEAD PLACE PROVIDENCE, RI 02903 USA
FRANZ L. POOL Manager ONE TURKS HEAD PLACE PROVIDENCE, RI 02903 USA

Filings

Number Name File Date
202445751620 Statement of Change of Registered/Resident Agent Office 2024-02-06
202445746130 Annual Report 2024-02-06
202327296360 Annual Report 2023-02-02
202209251300 Annual Report 2022-02-03
202101660660 Annual Report 2021-09-17
202101660200 Statement of Change of Registered/Resident Agent Office 2021-09-17
202101006990 Registered Office Not Maintained 2021-08-30
202056657300 Annual Report 2020-09-21
201917254360 Annual Report 2019-09-03
201876718460 Annual Report 2018-09-05

Related by officers

GREGORY F. MULLIGAN

Bay Investment Advisors, Inc. BCA Mezzanine Fund, L.P. BCA MEZZANINE PARTNERS, LLC BCA Mezzanine Fund II, L.P. BCA MEZZANINE PARTNERS II, LLC Bay Capital Fund III, L.P.

Related by address

16 WOODLAND ROAD, BARRINGTON, RI, 02806, USA

BAY CAPITAL ADVISORS, LLC BCA Mezzanine Fund II, L.P. BCA MEZZANINE PARTNERS II, LLC

Date of last update: 10 Oct 2024

Sources: Rhode Island Department of State

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