NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
Name | Role | Address |
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CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
Name | Role | Address |
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MATTHEW C WOMBLE | DIRECTOR | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
FROHMAN C ANDERSON | DIRECTOR | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
ASTRID C WOMBLE | DIRECTOR | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
ELFRIEDE A. COLLIS | DIRECTOR | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Name | Role | Address |
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MATTHEW C WOMBLE | CEO | 515 N FLAGLER DR STE 1125 WEST PALM BEACH, FL 33401 USA |
Name | Role | Address |
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ROBERT K BREYER | CFO | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Name | Role | Address |
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THEODORE KOKAS | CIO | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Name | Role | Address |
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RODNEY A LUMPKIN | DIRECTOR PVT MARKETS | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Name | Role |
---|---|
KELLY TABOR | OTHER OFFICER |
Name | Role | Address |
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EDWARD L. SIMPSON | GENERAL COUNSEL | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Name | Role | Address |
---|---|---|
EDWARD L SIMPSON | COO | 515 N FLAGLER DR STE 1125 WEST PALM BCH, FL 33401-4309 USA |
Number | Name | File Date |
---|---|---|
202443697290 | Annual Report | 2024-01-03 |
202332439570 | Annual Report | 2023-04-06 |
202212500240 | Annual Report | 2022-03-09 |
202192478230 | Annual Report | 2021-02-22 |
202055933900 | Annual Report | 2020-09-18 |
The Uniform Commercial Code (UCC) is a comprehensive set of laws governing all commercial transactions in the United States.
A UCC filing is a public notice of a secured transaction. A financing statement indicates a commercial agreement between a debtor and a
secured party.
Date of last update: 28 May 2025
Sources: Rhode Island Department of State