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SII Investments Inc.

Company Details

Name: SII Investments Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Withdrawn
Date of Organization in Rhode Island: 26 Jun 2006 (19 years ago)
Date of Dissolution: 04 Aug 2020 (4 years ago)
Date of Status Change: 04 Aug 2020 (4 years ago)
Identification Number: 000157081
Place of Formation: WISCONSIN
Principal Address: 5555 GRANDE MARKET DRIVE P.O. BOX 5097, APPLETON, WI, 54913, USA
Mailing Address: 1 CORPORATE WAY, LANSING, MI, 48951, USA
Purpose: SECURITIES BROKER DEALER ADVISOR
NAICS: 524210 - Insurance Agencies and Brokerages

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

SECRETARY

Name Role Address
KRISTAN RICHARDSON SECRETARY 1 CORPORATE WAY LANSING, IL 48951 US

VICE PRESIDENT

Name Role Address
SCOTT FORBUSH VICE PRESIDENT 1 CORPORATE WAY LANSING, MI 48951 USA
CAREN COLEMAN VICE PRESIDENT 1 CORPORATE WAY LANSING, MI 48951 USA
AIMEE BLINDER VICE PRESIDENT 5555 W GRANE MARKET DR APPLETON, WI 54913 USA
BRIAN S CARLSON VICE PRESIDENT 5555 W. GRANDE MARKET DRIVE APPLETON, WI 54913 USA

ASSISTANCE VICE PRESIDENT

Name Role Address
TODD MANEVAL ASSISTANCE VICE PRESIDENT 1 CORPORATE WAY LANSING, MI 48951 USA

ASSISTANT VICE PRESIDENT

Name Role Address
WILLIAM DEVANNEY ASSISTANT VICE PRESIDENT 1 CORPORATE WAY LANSING, MI 48951 USA
COURTNEY KENNEY ASSISTANT VICE PRESIDENT 100 NORTH SEPULVEDA BLVD EL SEGUNDO, CA 90245 US
RICK MOHR ASSISTANT VICE PRESIDENT 100 NORTH SEPULVEDA BLVD EL SEGUNDO, CA 90245 US
KATHLEEN HANK ASSISTANT VICE PRESIDENT 5555 W. GRANDE MARKET DRIVE APPLETON, WI 54913 USA

SR VP, ASST SEC, GEN COUNSEL

Name Role Address
GERRY GUNDERSON SR VP, ASST SEC, GEN COUNSEL 3231 GREENSBORO DRIVE, STE 200 BISMARCK, ND 58503 USA

CHAIRMAN

Name Role Address
STEVE H DOWDEN CHAIRMAN 1 CORPORATE WAY LANSING, MI 48951 USA

PRES, CEO, DIRECTOR

Name Role Address
TODD KINART PRES, CEO, DIRECTOR 5555 W GRANDE MARKET DR APPLETON, WI 54913 USA

SR VP, CCO

Name Role Address
PATRICIA MCCALLUP SR VP, CCO 5555 W GRANDE MARKET DR APPLETON, WI 54913 USA

SR. VICE PRESIDENT

Name Role Address
JAMES P MILLER SR. VICE PRESIDENT 5555 W. GRANDE MARKET DRIVE APPLETON, WI 54913 USA

DIRECTOR

Name Role Address
BRADLEY O HARRIS DIRECTOR 300 INNOVATION FRANKLIN, TN 37067 USA

SR VP, CFO

Name Role Address
MAURA COLLINS SR VP, CFO 5555 W GRANDE MARKET DR APPLETON, WI 54913 USA

VP, CONTROLLER, FINOP

Name Role Address
VANESSA LAMBRECHTS VP, CONTROLLER, FINOP 5555 W GRANDE MARKET DR APPLETON, WI 54913 USA

SR VP, COO

Name Role Address
DAWN KALINOWSKI SR VP, COO 5555 W GRANDE MARKET DR APPLETON, WI 54913 USA

Filings

Number Name File Date
202047685350 Application for Certificate of Withdrawal 2020-08-04
202046659820 Annual Report 2020-07-28
201986341420 Annual Report 2019-02-11
201755145200 Annual Report 2017-12-18
201731075020 Annual Report 2017-01-30
201691680920 Annual Report 2016-02-03
201554364190 Annual Report 2015-01-30
201332188750 Annual Report 2013-12-30
201324794600 Statement of Change of Registered/Resident Agent Office 2013-06-17
201312303870 Annual Report 2013-02-21

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KRISTAN RICHARDSON

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SCOTT FORBUSH

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TODD MANEVAL

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WILLIAM DEVANNEY

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COURTNEY KENNEY

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc.

GERRY GUNDERSON

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc. First Dakota Inc.

CAREN COLEMAN

IFC Holdings, Inc. Investment Centers of America, Inc. First Dakota Inc. Invest Financial Corporation Insurance Agency, Inc. of Illinois

STEVE H DOWDEN

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PATRICIA MCCALLUP

Investment Centers of America, Inc.

RICK MOHR

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc.

BRADLEY O HARRIS

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc.

MAURA COLLINS

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc.

VANESSA LAMBRECHTS

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION Investment Centers of America, Inc.

DAWN KALINOWSKI

Investment Centers of America, Inc.

Related by address

1 CORPORATE WAY, LANSING, MI, 48951, USA

IFC Holdings, Inc. NATIONAL PLANNING CORPORATION CURIAN CAPITAL, LLC Investment Centers of America, Inc. CURIAN CLEARING LLC JACKSON NATIONAL LIFE DISTRIBUTORS LLC First Dakota Inc. Jackson National Life Insurance Agency, LLC

Date of last update: 10 Oct 2024

Sources: Rhode Island Department of State

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