| Name: | Borealis Partners, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Limited Liability Company |
| Status: | Revoked Entity |
| Date of Organization in Rhode Island: | 03 Oct 2005 (19 years ago) |
| Date of Dissolution: | 01 Aug 2012 (12 years ago) |
| Date of Status Change: | 01 Aug 2012 (12 years ago) |
| Identification Number: | 000151073 |
| ZIP code: | 02910 |
| County: | Providence County |
| Principal Address: | 14 STEVENS ROAD, CRANSTON, RI, 02910, USA |
| Purpose: | NASD BROKER DEALER |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 1350899 | 14 STEVENS ROAD, CRANSTON, RI, 02910 | 14 STEVENS ROAD, CRANSTON, RI, 02910 | 401-419-0220 | |||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-67226 |
| Filing date | 2010-03-16 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-03
| Form type | X-17A-5 |
| File number | 008-67226 |
| Filing date | 2009-03-03 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-67226 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-06-21
| Form type | X-17A-5 |
| File number | 008-67226 |
| Filing date | 2007-06-21 |
| Reporting date | 2006-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| BOREALIS PARTNERS LLC 401(K) PROFIT SHARING PLAN | 2010 | 203569393 | 2011-09-13 | BOREALIS PARTNERS LLC | 1 | |||||||||||||||||||||||||||||||
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| Administrator’s EIN | 203569393 |
| Plan administrator’s name | BOREALIS PARTNERS LLC |
| Plan administrator’s address | 11 STEVENS ROAD, CRANSTON, RI, 02910 |
| Administrator’s telephone number | 4018847800 |
Signature of
| Role | Plan administrator |
| Date | 2011-09-13 |
| Name of individual signing | ERNEST BAPTISTA |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2006-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4018847800 |
| Plan sponsor’s address | 11 STEVENS ROAD, CRANSTON, RI, 02910 |
Plan administrator’s name and address
| Administrator’s EIN | 203569393 |
| Plan administrator’s name | BOREALIS PARTNERS LLC |
| Plan administrator’s address | 11 STEVENS ROAD, CRANSTON, RI, 02910 |
| Administrator’s telephone number | 4018847800 |
Signature of
| Role | Plan administrator |
| Date | 2010-06-11 |
| Name of individual signing | ERNEST BAPTISTA |
| Valid signature | Filed with authorized/valid electronic signature |
| Name | Role | Address |
|---|---|---|
| ERNEST P. BAPTISTA | Agent | 14 STEVENS ROAD, CRANSTON, RI, 02910, USA |
| Number | Name | File Date |
|---|---|---|
| 201295543360 | Revocation Certificate For Failure to File the Annual Report for the Year | 2012-08-01 |
| 201292255040 | Revocation Notice For Failure to File An Annual Report | 2012-05-07 |
| 201071569010 | Annual Report | 2010-11-01 |
| 200952734110 | Annual Report | 2009-10-20 |
| 200836912890 | Annual Report | 2008-10-21 |
| 200701025270 | Annual Report | 2007-09-17 |
Date of last update: 09 Oct 2024
Sources: Rhode Island Department of State
