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Borealis Partners, LLC

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Company Details

Name: Borealis Partners, LLC
Jurisdiction: Rhode Island
Entity type: Domestic Limited Liability Company
Status: Revoked Entity
Date of Organization in Rhode Island: 03 Oct 2005 (20 years ago)
Date of Dissolution: 01 Aug 2012 (13 years ago)
Date of Status Change: 01 Aug 2012 (13 years ago)
Identification Number: 000151073
ZIP code: 02910
County: Providence County
Purpose: NASD BROKER DEALER
Principal Address: Google Maps Logo 14 STEVENS ROAD, CRANSTON, RI, 02910, USA

Agent

Name Role Address
ERNEST P. BAPTISTA Agent 14 STEVENS ROAD, CRANSTON, RI, 02910, USA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001350899
Phone:
401-419-0220

Latest Filings

Form type:
X-17A-5
File number:
008-67226
Filing date:
2010-03-16
File:
Form type:
X-17A-5
File number:
008-67226
Filing date:
2009-03-03
File:
Form type:
X-17A-5
File number:
008-67226
Filing date:
2008-02-28
File:
Form type:
X-17A-5
File number:
008-67226
Filing date:
2007-06-21
File:

Form 5500 Series

Employer Identification Number (EIN):
203569393
Plan Year:
2010
Number Of Participants:
1
Sponsors Telephone Number:
Plan Year:
2009
Number Of Participants:
2
Sponsors Telephone Number:

Filings

Number Name File Date
201295543360 Revocation Certificate For Failure to File the Annual Report for the Year 2012-08-01
201292255040 Revocation Notice For Failure to File An Annual Report 2012-05-07
201071569010 Annual Report 2010-11-01
200952734110 Annual Report 2009-10-20
200836912890 Annual Report 2008-10-21

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Date of last update: 27 May 2025

Sources: Rhode Island Department of State