| Name: | Osaic Services, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 19 Nov 2004 (20 years ago) |
| Identification Number: | 000144000 |
| Place of Formation: | DELAWARE |
| Principal Address: | 20 E THOMAS RD SUITE 2000, PHOENIX, AZ, 85012, USA |
| Purpose: | BROKER-DEALER AND REGISTERED INVESTMENT ADVISER. |
| Historical names: |
AIG Financial Advisors, Inc. SagePoint Financial, Inc. |
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| DAVID SCHMIDT | TREASURER | 18700 N HAYDEN RD., SUITE 255 SCOTTSDALE, AZ 85255 USA |
| Name | Role | Address |
|---|---|---|
| KRISTEN KIMMELL | DIRECTOR | 20 E. THOMAS RD., SUITE 2000 PHOENIX, AZ 85012 USA |
| MATTHEW SCHLUETER | DIRECTOR | 2300 WINDY RIDGE PARKWAY, SUITE 750 ATLANTA, GA 30339 USA |
| GREG CORNICK | DIRECTOR | 18700 N HAYDEN RD., SUITE 255 SCOTTSDALE, AZ 85255 USA |
| Name | Role | Address |
|---|---|---|
| SAUMYA BHAVSAR | SECRETARY | 20 E THOMAS RD, SUITE 2000 PHOENIX, AZ 85012 USA |
| Name | Role | Address |
|---|---|---|
| GREGORY CORNICK | CEO, PRESIDENT | 20 E. THOMAS RD., SUITE 2000 PHOENIX, AZ 85012 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2024-01-30 | SagePoint Financial, Inc. | Osaic Services, Inc. |
| Name Change | 2009-01-06 | AIG Financial Advisors, Inc. | SagePoint Financial, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202453593580 | Annual Report | 2024-05-01 |
| 202445022090 | Application for Amended Certificate of Authority | 2024-01-30 |
| 202335017090 | Annual Report | 2023-05-01 |
| 202216952900 | Annual Report | 2022-05-06 |
| 202193344570 | Annual Report | 2021-03-01 |
| 202035513360 | Annual Report | 2020-02-28 |
| 201987725580 | Annual Report | 2019-02-27 |
| 201858916310 | Annual Report | 2018-02-23 |
| 201734422830 | Annual Report | 2017-02-21 |
| 201692095840 | Annual Report | 2016-02-08 |
Date of last update: 08 May 2025
Sources: Rhode Island Department of State
