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  5. N.E. Private Client, Ltd.

N.E. Private Client, Ltd.

Company Details

Name: N.E. Private Client, Ltd.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 20 Aug 2004 (20 years ago)
Identification Number: 000142320
ZIP code: 02904
County: Providence County
Principal Address: 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904, USA
Purpose: TO PROVIDE FINANCIAL CONSULTING AND SERVICES
NAICS: 523930 - Investment Advice
Historical names: N.E. Private Client Advisors, Ltd.

Central Index Key

CIK number Mailing Address Business Address Phone
1330093 790 NORTH MAIN STREET, (SUITE 201), PROVIDENCE, RI, 02904 790 NORTH MAIN STREET, (SUITE 201), PROVIDENCE, RI, 02904 508-930-8434

Filings since 2024-04-01
Form type X-17A-5
File number 008-66968
Filing date 2024-04-01
Reporting date 2023-12-31
File View File

Filings since 2022-02-28
Form type X-17A-5
File number 008-66968
Filing date 2022-02-28
Reporting date 2021-12-31
File View File

Filings since 2021-03-30
Form type X-17A-5
File number 008-66968
Filing date 2021-03-30
Reporting date 2020-12-31
File View File

Filings since 2020-03-16
Form type X-17A-5
File number 008-66968
Filing date 2020-03-16
Reporting date 2019-12-31
File View File

Filings since 2019-03-05
Form type X-17A-5
File number 008-66968
Filing date 2019-03-05
Reporting date 2018-12-31
File View File

Filings since 2018-02-28
Form type X-17A-5
File number 008-66968
Filing date 2018-02-28
Reporting date 2017-12-31
File View File

Filings since 2017-02-21
Form type X-17A-5
File number 008-66968
Filing date 2017-02-21
Reporting date 2016-12-31
File View File

Filings since 2016-02-29
Form type X-17A-5
File number 008-66968
Filing date 2016-02-29
Reporting date 2015-12-31
File View File

Filings since 2015-03-24
Form type X-17A-5/A
File number 008-66968
Filing date 2015-03-24
Reporting date 2014-12-31
File View File

Filings since 2015-03-02
Form type X-17A-5
File number 008-66968
Filing date 2015-03-02
Reporting date 2014-12-31
File View File

Filings since 2014-02-28
Form type X-17A-5
File number 008-66968
Filing date 2014-02-28
Reporting date 2013-12-31
File View File

Filings since 2013-03-01
Form type X-17A-5
File number 008-66968
Filing date 2013-03-01
Reporting date 2012-12-31
File View File

Filings since 2012-02-28
Form type X-17A-5
File number 008-66968
Filing date 2012-02-28
Reporting date 2011-12-31
File View File

Filings since 2011-02-28
Form type X-17A-5
File number 008-66968
Filing date 2011-02-28
Reporting date 2010-12-31
File View File

Filings since 2010-03-01
Form type X-17A-5
File number 008-66968
Filing date 2010-03-01
Reporting date 2009-12-31
File View File

Filings since 2009-03-02
Form type X-17A-5
File number 008-66968
Filing date 2009-03-02
Reporting date 2008-12-31
File View File

Filings since 2008-02-28
Form type X-17A-5
File number 008-66968
Filing date 2008-02-28
Reporting date 2007-12-31
File View File

Filings since 2007-03-01
Form type X-17A-5
File number 008-66968
Filing date 2007-03-01
Reporting date 2006-12-31
File View File

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
THE NEPCA, LTD RETIREMENT PLAN 2023 201525080 2024-06-24 N.E. PRIVATE CLIENT ADVISORS, LTD 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2024-06-17
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
NEPC CASH BALANCE PLAN 2022 201525080 2023-10-06 N.E. PRIVATE CLIENT ADVISORS, LTD 13
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
THE NEPCA, LTD RETIREMENT PLAN 2022 201525080 2023-08-04 N.E. PRIVATE CLIENT ADVISORS, LTD 16
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2023-08-04
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
THE NEPCA, LTD RETIREMENT PLAN 2021 201525080 2022-10-07 N.E. PRIVATE CLIENT ADVISORS, LTD 13
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2022-10-07
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
NEPC CASH BALANCE PLAN 2021 201525080 2022-02-03 N.E. PRIVATE CLIENT ADVISORS, LTD 10
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
THE NEPCA, LTD RETIREMENT PLAN 2020 201525080 2021-06-01 N.E. PRIVATE CLIENT ADVISORS, LTD 12
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2021-06-01
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
NEPC CASH BALANCE PLAN 2020 201525080 2021-10-13 N.E. PRIVATE CLIENT ADVISORS, LTD 9
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
NEPC CASH BALANCE PLAN 2019 201525080 2020-03-09 N.E. PRIVATE CLIENT ADVISORS, LTD 8
File View Page
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 029040000
THE NEPCA, LTD RETIREMENT PLAN 2019 201525080 2020-09-27 N.E. PRIVATE CLIENT ADVISORS, LTD 10
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2020-09-27
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
THE NEPCA, LTD RETIREMENT PLAN 2018 201525080 2019-06-13 N.E. PRIVATE CLIENT ADVISORS, LTD 11
File View Page
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2019-06-12
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2019/07/25/20190725143701P030264614557001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/06/08/20180608095126P030004747557001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2018-06-08
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2018/07/31/20180731113234P030071171085001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/07/22/20170722144840P030060395937001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904
File https://efast2-filings-public.s3.amazonaws.com/prd/2017/06/22/20170622133548P030000578729001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2017-06-22
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/10/14/20161014143501P030026272119001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904
File https://efast2-filings-public.s3.amazonaws.com/prd/2016/07/28/20160728202531P030054520135001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2016-07-28
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/08/14/20150814170358P040008543783001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2015-08-14
Name of individual signing SERGIO DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2015/06/27/20150627122939P030079327073001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2015-06-22
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/04/15/20140415130812P030048442775001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2014-04-15
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/10/01/20141001081251P040010371149001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2014-10-01
Name of individual signing SERGIO DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/04/26/20130426113127P040190449667001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2013-04-26
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/25/20130725105103P040017829232001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904

Signature of
Role Plan administrator
Date 2013-07-25
Name of individual signing SERGIO DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/09/20120709171807P040056395682001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Plan administrator’s name and address
Administrator’s EIN 201525080
Plan administrator’s name N.E. PRIVATE CLIENT ADVISORS, LTD
Plan administrator’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904
Administrator’s telephone number 4012745000

Signature of
Role Plan administrator
Date 2012-07-09
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/07/19/20120719141734P030000608708001.pdf
Three-digit plan number (PN) 002
Effective date of plan 2011-01-01
Business code 523900
Sponsor’s telephone number 8669277526
Plan sponsor’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904

Plan administrator’s name and address
Administrator’s EIN 201525080
Plan administrator’s name N.E. PRIVATE CLIENT ADVISORS, LTD
Plan administrator’s address 790 N. MAIN ST., PROVIDENCE, RI, 02904
Administrator’s telephone number 8669277526

Signature of
Role Plan administrator
Date 2012-07-19
Name of individual signing SERGIO DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/05/31/20110531082632P040069619025001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Plan administrator’s name and address
Administrator’s EIN 201525080
Plan administrator’s name N.E. PRIVATE CLIENT ADVISORS, LTD
Plan administrator’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904
Administrator’s telephone number 4012745000

Signature of
Role Plan administrator
Date 2011-05-31
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2011-05-31
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/07/02/20100702090748P030032479175001.pdf
Three-digit plan number (PN) 001
Effective date of plan 2008-01-01
Business code 523900
Sponsor’s telephone number 4012745000
Plan sponsor’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904

Plan administrator’s name and address
Administrator’s EIN 201525080
Plan administrator’s name N.E. PRIVATE CLIENT ADVISORS, LTD
Plan administrator’s address 790 NORTH MAIN ST, PROVIDENCE, RI, 02904
Administrator’s telephone number 4012745000

Signature of
Role Plan administrator
Date 2010-06-25
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature
Role Employer/plan sponsor
Date 2010-06-25
Name of individual signing SERGIO A. DECURTIS
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
ORSON AND BRUSINI LTD. Agent 211 QUAKER LANE SUITE 201, WEST WARWICK, RI, 02893, USA

PRESIDENT

Name Role Address
MARK RICHARD HANSEN PRESIDENT 790 N. MAIN ST PROVIDENCE, RI 02904 USA

Events

Type Date Old Value New Value
Name Change 2024-03-01 N.E. Private Client Advisors, Ltd. N.E. Private Client, Ltd.

Filings

Number Name File Date
202447784860 Articles of Amendment 2024-03-01
202446873880 Annual Report 2024-02-20
202339564680 Annual Report 2023-07-18
202338070830 Revocation Notice For Failure to File An Annual Report 2023-06-19
202224308210 Statement of Change of Registered/Resident Agent Office 2022-10-21
202222480440 Annual Report 2022-08-26
202220082420 Revocation Notice For Failure to File An Annual Report 2022-06-27
202197246500 Annual Report 2021-05-27
202196826910 Revocation Notice For Failure to File An Annual Report 2021-05-19
202036713840 Annual Report 2020-03-24

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Related by address

790 NORTH MAIN STREET, PROVIDENCE, RI, 02904, USA

New England Pension Plan Systems, LLC New England Investment Consultants, Ltd. CONVERTED INTO A NON-RHODE ISLAND ENTITY Real Estate Investment Holdings, LLC

Date of last update: 09 Oct 2024

Sources: Rhode Island Department of State

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