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N.E. Private Client, Ltd.

Company Details

Name: N.E. Private Client, Ltd.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 20 Aug 2004 (21 years ago)
Identification Number: 000142320
ZIP code: 02904
County: Providence County
Purpose: TO PROVIDE FINANCIAL CONSULTING AND SERVICES
Historical names: N.E. Private Client Advisors, Ltd.
Principal Address: Google Maps Logo 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name Role Address
ORSON AND BRUSINI LTD. Agent 211 QUAKER LANE SUITE 201, WEST WARWICK, RI, 02893, USA

PRESIDENT

Name Role Address
MARK RICHARD HANSEN PRESIDENT 790 N. MAIN ST PROVIDENCE, RI 02904 USA
MARK HANSEN PRESIDENT 790 N. MAIN ST PROVIDENCE, RI 02904 UNI

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001330093
Phone:
508-930-8434

Latest Filings

Form type:
X-17A-5
File number:
008-66968
Filing date:
2024-04-01
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2022-02-28
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2021-03-30
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2020-03-16
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2019-03-05
File:

Form 5500 Series

Employer Identification Number (EIN):
201525080
Plan Year:
2023
Number Of Participants:
13
Sponsors Telephone Number:
Plan Year:
2023
Number Of Participants:
16
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
13
Sponsors Telephone Number:
Plan Year:
2022
Number Of Participants:
16
Sponsors Telephone Number:
Plan Year:
2021
Number Of Participants:
13
Sponsors Telephone Number:

Events

Type Date Old Value New Value
Name Change 2024-03-01 N.E. Private Client Advisors, Ltd. N.E. Private Client, Ltd.

Filings

Number Name File Date
202447784860 Articles of Amendment 2024-03-01
202446873880 Annual Report 2024-02-20
202339564680 Annual Report 2023-07-18
202338070830 Revocation Notice For Failure to File An Annual Report 2023-06-19
202224308210 Statement of Change of Registered/Resident Agent Office 2022-10-21

USAspending Awards / Financial Assistance

Date:
2020-04-29
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
0.00
Face Value Of Loan:
82988.00
Total Face Value Of Loan:
82988.00

Paycheck Protection Program

Date Approved:
2020-04-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Initial Approval Amount:
82988
Current Approval Amount:
82988
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
83715.57

Date of last update: 27 May 2025

Sources: Rhode Island Department of State