Search icon

N.E. Private Client, Ltd.

Company claim

Is this your business?

Get access!

Company Details

Name: N.E. Private Client, Ltd.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 20 Aug 2004 (21 years ago)
Identification Number: 000142320
ZIP code: 02904
City: Providence
County: Providence County
Purpose: TO PROVIDE FINANCIAL CONSULTING AND SERVICES
Historical names: N.E. Private Client Advisors, Ltd.
Principal Address: Google Maps Logo 790 NORTH MAIN STREET, PROVIDENCE, RI, 02904, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name Role Address
ORSON AND BRUSINI LTD. Agent 211 QUAKER LANE SUITE 201, WEST WARWICK, RI, 02893, USA

PRESIDENT

Name Role Address
MARK RICHARD HANSEN PRESIDENT 790 N. MAIN ST PROVIDENCE, RI 02904 USA
MARK HANSEN PRESIDENT 790 N. MAIN ST PROVIDENCE, RI 02904 UNI

Central Index Key

CIK number:
0001330093
Phone:
508-930-8434

Latest Filings

Form type:
X-17A-5
File number:
008-66968
Filing date:
2025-03-13
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2024-04-01
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2022-02-28
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2021-03-30
File:
Form type:
X-17A-5
File number:
008-66968
Filing date:
2020-03-16
File:

Form 5500 Series

Employer Identification Number (EIN):
201525080
Plan Year:
2024
Number Of Participants:
13
Plan Name:
CASH BALANCE
Sponsor's telephone number:
Plan Year:
2023
Number Of Participants:
16
Sponsor's telephone number:
Plan Administrator / Signatory:
SERGIO A. DECURTIS(Plan administrator)
Plan Year:
2023
Number Of Participants:
13
Plan Name:
CASH BALANCE
Sponsor's telephone number:
Plan Year:
2022
Number Of Participants:
13
Plan Name:
CASH BALANCE
Sponsor's telephone number:
Plan Year:
2022
Number Of Participants:
16
Sponsor's telephone number:
Plan Administrator / Signatory:
SERGIO A. DECURTIS(Plan administrator)

Events

Type Date Old Value New Value
Name Change 2024-03-01 N.E. Private Client Advisors, Ltd. N.E. Private Client, Ltd.

Filings

Number Name File Date
202447784860 Articles of Amendment 2024-03-01
202446873880 Annual Report 2024-02-20
202339564680 Annual Report 2023-07-18
202338070830 Revocation Notice For Failure to File An Annual Report 2023-06-19
202224308210 Statement of Change of Registered/Resident Agent Office 2022-10-21

USAspending Awards / Financial Assistance

Business Type:
SMALL BUSINESS
Date:
2020-04-29
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
$0
Face Value Of Loan:
$82,988
Total Face Value Of Loan:
$82,988

Paycheck Protection Program

Jobs Reported:
7
Initial Approval Amount:
$82,988
Date Approved:
2020-04-28
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$82,988
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$83,715.57
Servicing Lender:
Santander Bank, National Association
Use of Proceeds:
Payroll: $82,988

Reviews Leave a review

This company hasn't received any reviews.

Date of last update: 11 Jul 2025

Sources: Rhode Island Department of State