| Name: | Oppenheimer & Co. Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 15 Sep 2003 (22 years ago) |
| Branch of: | Oppenheimer & Co. Inc., NEW YORK (Company Number 96185) |
| Identification Number: | 000134734 |
| Place of Formation: | NEW YORK |
| Principal Address: | 85 BROAD STREET 22ND FLOOR, NEW YORK, NY, 10004, USA |
| Purpose: | SECURITY INVESTMENT BROKERAGE |
| Fictitious names: |
Carolan & Co. A Division of Oppenheimer & Co. Inc. (trading name, 2004-05-21 - ) |
NAICS
523120 Securities BrokerageThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) between buyers and sellers in buying or selling securities on a commission or transaction fee basis. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| BRAD WATKINS | CFO | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT LOWENTHAL | PRESIDENT | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| Name | Role | Address |
|---|---|---|
| DENNIS P. MCNAMARA | SECRETARY | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| Name | Role | Address |
|---|---|---|
| ALBERT G. LOWENTHAL | CHAIRMAN | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| Name | Role | Address |
|---|---|---|
| JOHN BENEDETTO | DIRECTOR | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| ROBERT LOWENTHAL | DIRECTOR | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| ALBERT G. LOWENTHAL | DIRECTOR | 85 BROAD STREET, 22ND FLOOR NEW YORK, NY 10004 USA |
| Number | Name | File Date |
|---|---|---|
| 202452445240 | Annual Report | 2024-04-24 |
| 202334241360 | Annual Report | 2023-04-27 |
| 202216161780 | Annual Report | 2022-04-28 |
| 202189952790 | Annual Report | 2021-02-04 |
| 202034220610 | Annual Report | 2020-02-12 |
| 201987780930 | Annual Report | 2019-02-28 |
| 201856639220 | Annual Report | 2018-01-23 |
| 201730533080 | Annual Report | 2017-01-20 |
| 201730533530 | Annual Report | 2017-01-20 |
| 201730532830 | Reinstatement | 2017-01-20 |
Date of last update: 11 Apr 2025
Sources: Rhode Island Department of State
