|
RBS 401(K) PLAN
|
2012
|
300126585
|
2013-05-08
|
KTP ADVISORS, INC.
|
7
|
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2009-01-16
|
| Business code |
524210
|
| Sponsor’s telephone number |
4014909351
|
| Plan sponsor’s mailing address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
| Plan sponsor’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
Plan administrator’s name and address
| Administrator’s EIN |
300126585 |
| Plan administrator’s name |
KTP ADVISORS, INC. |
| Plan administrator’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840 |
| Administrator’s telephone number |
4014909351 |
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
3 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-05-08 |
| Name of individual signing |
DONALD WHITCHER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
RBS 401(K) PLAN
|
2012
|
300126585
|
2013-05-15
|
KTP ADVISORS, INC.
|
7
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2009-01-16
|
| Business code |
524210
|
| Sponsor’s telephone number |
4014909351
|
| Plan sponsor’s mailing address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
| Plan sponsor’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
Plan administrator’s name and address
| Administrator’s EIN |
300126585 |
| Plan administrator’s name |
KTP ADVISORS, INC. |
| Plan administrator’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840 |
| Administrator’s telephone number |
4014909351 |
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
3 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-05-15 |
| Name of individual signing |
DONALD WHITCHER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
RBS 401(K) PLAN
|
2011
|
300126585
|
2013-01-25
|
KTP ADVISORS, INC.
|
5
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2009-01-16
|
| Business code |
524210
|
| Sponsor’s telephone number |
4014909352
|
| Plan sponsor’s mailing address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
| Plan sponsor’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840
|
Plan administrator’s name and address
| Administrator’s EIN |
300126585 |
| Plan administrator’s name |
KTP ADVISORS, INC. |
| Plan administrator’s
address |
38 WASHINGTON SQUARE, NEWPORT, RI, 02840 |
| Administrator’s telephone number |
4014909352 |
Number of participants as of the end of the plan year
| Active participants |
6 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
1 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
5 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2013-01-25 |
| Name of individual signing |
DONALD WHITCHER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
RBS 401(K) PLAN
|
2010
|
300126585
|
2011-10-07
|
RETIREE BENEFIT SOLUTIONS, INC.
|
4
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2009-01-16
|
| Business code |
524210
|
| Sponsor’s telephone number |
4014909352
|
| Plan sponsor’s mailing address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879
|
| Plan sponsor’s
address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879
|
Plan administrator’s name and address
| Administrator’s EIN |
300126585 |
| Plan administrator’s name |
RETIREE BENEFIT SOLUTIONS, INC. |
| Plan administrator’s
address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879 |
| Administrator’s telephone number |
4014909352 |
Number of participants as of the end of the plan year
| Active participants |
5 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2011-10-07 |
| Name of individual signing |
DONALD WHITCHER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
|
RBS 401(K) PLAN
|
2009
|
300126585
|
2010-09-23
|
RETIREE BENEFIT SOLUTIONS, INC.
|
4
|
|
| File |
View Page
|
| Three-digit plan number (PN) |
002
|
| Effective date of plan |
2009-01-16
|
| Business code |
524210
|
| Sponsor’s telephone number |
4014909352
|
| Plan sponsor’s mailing address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879
|
| Plan sponsor’s
address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879
|
Plan administrator’s name and address
| Administrator’s EIN |
300126585 |
| Plan administrator’s name |
RETIREE BENEFIT SOLUTIONS, INC. |
| Plan administrator’s
address |
1070 KINGSTOWN ROAD, SOUTH KINGSTOWN, RI, 02879 |
| Administrator’s telephone number |
4014909352 |
Number of participants as of the end of the plan year
| Active participants |
4 |
| Retired or separated participants receiving
benefits |
0 |
| Other
retired or separated participants entitled to future benefits |
0 |
| Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
| Number of
participants
with
account balances as of the end of the plan year |
4 |
| Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
| Role |
Plan administrator |
| Date |
2010-09-23 |
| Name of individual signing |
DONALD WHITCHER |
| Valid signature |
Filed with authorized/valid electronic signature |
|
|
