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  5. ELIOT ROSE WEALTH MANAGEMENT, LLC

ELIOT ROSE WEALTH MANAGEMENT, LLC

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Company Details

Name: ELIOT ROSE WEALTH MANAGEMENT, LLC
Jurisdiction: Rhode Island
Entity type: Domestic Limited Liability Company
Status: Activ
Date of Organization in Rhode Island: 08 Apr 2002 (23 years ago)
Identification Number: 000124090
ZIP code: 02920
City: Cranston
County: Providence County
Purpose: INVESTMENT ADVISORY BUSINESS
Fictitious names: Eliot Rose Wealth Management, LLC (trading name, 2016-03-31 - 2022-03-17)
Historical names: ELIOT ROSE ASSET MANAGEMENT, LLC
Principal Address: Google Maps Logo 1000 CHAPEL VIEW BOULEVARD SUITE 240, CRANSTON, RI, 02920, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Companies doing Investment advice

Agent

Name Role Address
SUSAN LEACH DEBLASIO, ESQ. Agent ADLER POLLOCK & SHEEHAN P.C. 100 WESTMINSTER STREET 16TH FLOOR, PROVIDENCE, RI, 02903, USA

MANAGER

Name Role Address
GARY S SIPERSTEIN MANAGER 130 JOSEPH COURT WARWICK, RI 02886 USA

Central Index Key

CIK number:
0001213968
Phone:
(401) 588-5103
EDGAR Link:
View company profile on EDGAR website

Latest Filings

Form type:
SC 13G/A
Filing date:
2018-02-15
File:
View File
Form type:
SC 13G/A
Filing date:
2018-02-15
File:
View File
Form type:
SC 13G/A
Filing date:
2017-02-15
File:
View File
Form type:
SC 13G/A
Filing date:
2017-02-15
File:
View File
Form type:
SC 13G/A
Filing date:
2016-03-04
File:
View File

Form 5500 Series

Employer Identification Number (EIN):
043649045
Plan Year:
2024
Number Of Participants:
6
Plan Name:
401(K)
Sponsor's telephone number:
4015885102
File:
View File
Plan Administrator / Signatory:
KRIS SAO BENTO(Plan administrator)
KRIS SAO BENTO(Employer/plan sponsor)
Plan Year:
2023
Number Of Participants:
6
Plan Name:
401(K)
Sponsor's telephone number:
4015885102
File:
View File
Plan Administrator / Signatory:
JASON SIPERSTEIN(Plan administrator)
JASON SIPERSTEIN(Employer/plan sponsor)

Events

Type Date Old Value New Value
Name Change 2022-03-18 ELIOT ROSE ASSET MANAGEMENT, LLC ELIOT ROSE WEALTH MANAGEMENT, LLC
Merged 2006-01-01 Tapestry Capital Management, LLC on ELIOT ROSE WEALTH MANAGEMENT, LLC

Filings

Number Name File Date
202452936540 Annual Report 2024-04-29
202332742580 Annual Report 2023-04-11
202216363030 Annual Report 2022-04-29
202213058560 Articles of Amendment 2022-03-18
202213045830 Statement of Abandonment of Use of Fictitious Business Name 2022-03-17

USAspending Awards / Financial Assistance

Business Type:
SMALL BUSINESS
Date:
2020-04-07
Link:
View on USAspending
Awarding Agency Name:
Small Business Administration
Transaction Description:
TO AID SMALL BUSINESSES IN MAINTAINING WORK FORCE DURING COVID-19 PANDEMIC.
Obligated Amount:
$0
Face Value Of Loan:
$45,200
Total Face Value Of Loan:
$45,200

Trademarks

Serial Number:
99021233
Mark:
WORRY LESS. RETIRE MORE.
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-01-28
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
WORRY LESS. RETIRE MORE.
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Financial planning for retirement
International Classes:
036 - Primary Class
Class Status:
Active
Serial Number:
98959478
Mark:
LEAP YEAR
Status:
NEW APPLICATION - RECORD INITIALIZED NOT ASSIGNED TO EXAMINER
Mark Type:
SERVICE MARK
Application Filing Date:
2025-01-14
Mark Drawing Type:
Standard character mark
Mark Literal Elements:
LEAP YEAR
USPTO Link:
View Trademark on United States Patent and Trademark Office Website

Goods And Services

For:
Personal retirement planning services; Providing advice on critical decisions to be made during the 12-month period leading up to retirement
International Classes:
045 - Primary Class
Class Status:
Active

Paycheck Protection Program

Jobs Reported:
2
Initial Approval Amount:
$45,200
Date Approved:
2020-04-07
Loan Status:
Paid in Full
SBA Guaranty Percentage:
100
Current Approval Amount:
$45,200
Race:
Unanswered
Ethnicity:
Unknown/NotStated
Gender:
Unanswered
Veteran:
Unanswered
Forgiveness Amount:
$45,695.94
Servicing Lender:
Bank Rhode Island
Use of Proceeds:
Payroll: $45,200

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Date of last update: 10 Jul 2025

Sources: Rhode Island Department of State

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