| Name: | DIVERSIFIED RESOURCES, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 16 Jan 2001 (24 years ago) |
| Identification Number: | 000116368 |
| ZIP code: | 02888 |
| County: | Kent County |
| Principal Address: | 70 JEFFERSON BOULEVARD 4TH FLOOR, WARWICK, RI, 02888, USA |
| Purpose: | REGISTERED INVESTMENT ADVISOR AND BROKER/DEALER |
| NAICS: | 522110 - Commercial Banking |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 898635 | 70 JEFFERSON BLVD., WARWICK, RI, 02888 | 70 JEFFERSON BLVD., WARWICK, RI, 02888 | (401) 941-1500 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|
||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2024-02-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2022-02-28 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2020-02-27 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2019-02-26 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-23
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2018-02-23 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-31
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2017-03-31 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-04-02
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2013-04-02 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-04-30
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2009-04-30 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2008-02-27 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-06-01
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2004-06-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-10
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2003-03-10 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DIVERSIFIED RESOURCES, LLC 401(K) PROFIT SHARING PLAN | 2023 | 050515637 | 2024-05-10 | DIVERSIFIED RESOURCES, LLC | 5 | |||||||||||||||||||||||
|
||||||||||||||||||||||||||||
| Role | Plan administrator |
| Date | 2024-05-10 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2023-04-15 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2022-09-14 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2021-10-08 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2020-10-02 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| Name | Role | Address |
|---|---|---|
| KAREN J. BACON | Agent | 70 JEFFERSON BOULEVARD SUITE 201, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| KAREN J. BACON | Manager | 70 JEFFERSON BOULEVARD, SUITE 201 WARWICK, RI 02888 USA |
| Number | Name | File Date |
|---|---|---|
| 202455778200 | Annual Report | 2024-06-15 |
| 202328000290 | Annual Report | 2023-02-09 |
| 202221133130 | Annual Report | 2022-07-12 |
| 202218701290 | Revocation Notice For Failure to File An Annual Report | 2022-06-22 |
| 202100491760 | Annual Report | 2021-08-30 |
| 202064354460 | Annual Report | 2020-10-14 |
| 201921835760 | Annual Report | 2019-09-30 |
| 201877462920 | Annual Report | 2018-09-13 |
| 201750470460 | Annual Report | 2017-09-25 |
| 201610101420 | Annual Report | 2016-10-07 |
Date of last update: 08 Oct 2024
Sources: Rhode Island Department of State
