| Name: | DIVERSIFIED RESOURCES, LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 16 Jan 2001 (24 years ago) |
| Identification Number: | 000116368 |
| ZIP code: | 02888 |
| County: | Kent County |
| Principal Address: | 70 JEFFERSON BOULEVARD 4TH FLOOR, WARWICK, RI, 02888, USA |
| Purpose: | REGISTERED INVESTMENT ADVISOR AND BROKER/DEALER |
NAICS
522110 Commercial BankingThis industry comprises establishments primarily engaged in accepting demand and other deposits and making commercial, industrial, and consumer loans. Commercial banks and branches of foreign banks are included in this industry. Learn more at the U.S. Census Bureau
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| 898635 | 70 JEFFERSON BLVD., WARWICK, RI, 02888 | 70 JEFFERSON BLVD., WARWICK, RI, 02888 | (401) 941-1500 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2024-02-29 |
| Reporting date | 2023-12-31 |
| File | View File |
Filings since 2023-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2023-02-27 |
| Reporting date | 2022-12-31 |
| File | View File |
Filings since 2022-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2022-02-28 |
| Reporting date | 2021-12-31 |
| File | View File |
Filings since 2021-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2021-03-01 |
| Reporting date | 2020-12-31 |
| File | View File |
Filings since 2020-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2020-02-27 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2019-02-26 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-02-23
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2018-02-23 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-03-31
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2017-03-31 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2017-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2017-03-01 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-04-02
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2013-04-02 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2013-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2013-02-28 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-29
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2012-02-29 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2011-02-28 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-02-26
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2010-02-26 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-04-30
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2009-04-30 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2009-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2009-02-27 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2008-02-27 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2007-03-01 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-02-28
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2005-02-28 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-06-01
| Form type | X-17A-5/A |
| File number | 008-45497 |
| Filing date | 2004-06-01 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-03-10
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2003-03-10 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-45497 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Plan Name | Plan Year | EIN/PN | Received | Sponsor | Total number of participants | |||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| DIVERSIFIED RESOURCES, LLC 401(K) PROFIT SHARING PLAN | 2023 | 050515637 | 2024-05-10 | DIVERSIFIED RESOURCES, LLC | 5 | |||||||||||||||||||||||
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| Role | Plan administrator |
| Date | 2024-05-10 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2023-04-15 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2022-09-14 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2021-10-08 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
Signature of
| Role | Plan administrator |
| Date | 2020-10-02 |
| Name of individual signing | KAREN BACON |
| Valid signature | Filed with authorized/valid electronic signature |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| File | View Page |
| Three-digit plan number (PN) | 001 |
| Effective date of plan | 2009-01-01 |
| Business code | 523900 |
| Sponsor’s telephone number | 4019411500 |
| Plan sponsor’s address | 70 JEFFERSON BLVD, WARWICK, RI, 02888 |
| Name | Role | Address |
|---|---|---|
| KAREN J. BACON | Agent | 70 JEFFERSON BOULEVARD SUITE 201, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| KAREN J. BACON | Manager | 70 JEFFERSON BOULEVARD, SUITE 201 WARWICK, RI 02888 USA |
| Number | Name | File Date |
|---|---|---|
| 202455778200 | Annual Report | 2024-06-15 |
| 202328000290 | Annual Report | 2023-02-09 |
| 202221133130 | Annual Report | 2022-07-12 |
| 202218701290 | Revocation Notice For Failure to File An Annual Report | 2022-06-22 |
| 202100491760 | Annual Report | 2021-08-30 |
| 202064354460 | Annual Report | 2020-10-14 |
| 201921835760 | Annual Report | 2019-09-30 |
| 201877462920 | Annual Report | 2018-09-13 |
| 201750470460 | Annual Report | 2017-09-25 |
| 201610101420 | Annual Report | 2016-10-07 |
| Loan Number | Loan Funded Date | SBA Origination Office Code | Loan Delivery Method | Borrower Street Address | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
| 5832047709 | 2020-05-01 | 0165 | PPP | 70 JEFFERSON BLVD STE 201, WARWICK, RI, 02888-1057 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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Date of last update: 10 Apr 2025
Sources: Rhode Island Department of State
