The Capital Group Securities, Inc.
Headquarter
Name: | The Capital Group Securities, Inc. |
Jurisdiction: | Rhode Island |
Entity type: | Domestic Profit Corporation |
Status: | Dissolved |
Date of Organization in Rhode Island: | 30 Nov 1999 (26 years ago) |
Date of Dissolution: | 03 Feb 2023 (2 years ago) |
Date of Status Change: | 03 Feb 2023 (2 years ago) |
Identification Number: | 000109473 |
ZIP code: | 02888 |
City: | Warwick |
County: | Kent County |
Purpose: | TO ACT AS A SECURITIES BROKER DEALER. |
Principal Address: |
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NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
Name | Role | Address |
---|---|---|
CARL I. FREEDMAN, ESQ. | Agent | ONE PARK ROW SUITE 300, PROVIDENCE, RI, 02903, USA |
Name | Role | Address |
---|---|---|
BARRY M MISBIN | TREASURER | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
Name | Role | Address |
---|---|---|
ROBERT J RADOCCIA | SECRETARY | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
Name | Role | Address |
---|---|---|
BARRY M MISBIN | PRESIDENT | 1220 PONTIAC AVENUE #301 CRANSTON, RI 02920 USA |
Name | Role | Address |
---|---|---|
ROBERT J RADOCCIA | VICE PRESIDENT | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly
traded on U.S. stock exchanges, File reports with the SEC.
Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must
comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR
database.
Number | Name | File Date |
---|---|---|
202327470940 | Articles of Dissolution | 2023-02-03 |
202209687460 | Annual Report | 2022-02-08 |
202188211960 | Annual Report | 2021-01-29 |
202033090430 | Annual Report | 2020-01-27 |
201989197060 | Annual Report | 2019-03-25 |
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Date of last update: 10 Jul 2025
Sources: Rhode Island Department of State