| Name: | The Capital Group Securities, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Profit Corporation |
| Status: | Dissolved |
| Date of Organization in Rhode Island: | 30 Nov 1999 (25 years ago) |
| Date of Dissolution: | 03 Feb 2023 (2 years ago) |
| Date of Status Change: | 03 Feb 2023 (2 years ago) |
| Identification Number: | 000109473 |
| ZIP code: | 02888 |
| County: | Kent County |
| Principal Address: | 300 JEFFERSON BLVD. SUITE 205, WARWICK, RI, 02888, USA |
| Purpose: | TO ACT AS A SECURITIES BROKER DEALER. |
| NAICS: | 523930 - Investment Advice |
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | The Capital Group Securities, Inc., NEW YORK | 2544968 | NEW YORK |
| CIK number | Mailing Address | Business Address | Phone | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| 1112150 | 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI, 02920 | 1220 PONTIAC AVENUE, STE 301, CRANSTON, RI, 02920 | 401-943-2210 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-04-20
| Form type | X-17A-5/A |
| File number | 008-52512 |
| Filing date | 2007-04-20 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| CARL I. FREEDMAN, ESQ. | Agent | ONE PARK ROW SUITE 300, PROVIDENCE, RI, 02903, USA |
| Name | Role | Address |
|---|---|---|
| BARRY M MISBIN | TREASURER | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT J RADOCCIA | SECRETARY | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| BARRY M MISBIN | PRESIDENT | 1220 PONTIAC AVENUE #301 CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT J RADOCCIA | VICE PRESIDENT | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Number | Name | File Date |
|---|---|---|
| 202327470940 | Articles of Dissolution | 2023-02-03 |
| 202209687460 | Annual Report | 2022-02-08 |
| 202188211960 | Annual Report | 2021-01-29 |
| 202033090430 | Annual Report | 2020-01-27 |
| 201989197060 | Annual Report | 2019-03-25 |
| 201857772520 | Annual Report | 2018-02-07 |
| 201731223340 | Annual Report | 2017-02-01 |
| 201691663860 | Annual Report | 2016-02-03 |
| 201554299230 | Annual Report | 2015-01-28 |
| 201436355760 | Annual Report | 2014-02-27 |
Date of last update: 08 Oct 2024
Sources: Rhode Island Department of State
