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The Capital Group Securities, Inc.

Headquarter

Company Details

Name: The Capital Group Securities, Inc.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Dissolved
Date of Organization in Rhode Island: 30 Nov 1999 (26 years ago)
Date of Dissolution: 03 Feb 2023 (2 years ago)
Date of Status Change: 03 Feb 2023 (2 years ago)
Identification Number: 000109473
ZIP code: 02888
County: Kent County
Purpose: TO ACT AS A SECURITIES BROKER DEALER.
Principal Address: Google Maps Logo 300 JEFFERSON BLVD. SUITE 205, WARWICK, RI, 02888, USA

Industry & Business Activity

NAICS

523930 Investment Advice

This industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau

Agent

Name Role Address
CARL I. FREEDMAN, ESQ. Agent ONE PARK ROW SUITE 300, PROVIDENCE, RI, 02903, USA

TREASURER

Name Role Address
BARRY M MISBIN TREASURER 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA

SECRETARY

Name Role Address
ROBERT J RADOCCIA SECRETARY 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA

PRESIDENT

Name Role Address
BARRY M MISBIN PRESIDENT 1220 PONTIAC AVENUE #301 CRANSTON, RI 02920 USA

VICE PRESIDENT

Name Role Address
ROBERT J RADOCCIA VICE PRESIDENT 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA

Links between entities

Type:
Headquarter of
Company Number:
2544968
State:
NEW YORK

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

CIK number:
0001112150
Phone:
401-943-2210

Latest Filings

Form type:
X-17A-5
File number:
008-52512
Filing date:
2020-03-02
File:
Form type:
X-17A-5
File number:
008-52512
Filing date:
2019-03-01
File:
Form type:
X-17A-5
File number:
008-52512
Filing date:
2018-03-01
File:
Form type:
X-17A-5
File number:
008-52512
Filing date:
2017-02-28
File:
Form type:
X-17A-5
File number:
008-52512
Filing date:
2016-02-26
File:

Filings

Number Name File Date
202327470940 Articles of Dissolution 2023-02-03
202209687460 Annual Report 2022-02-08
202188211960 Annual Report 2021-01-29
202033090430 Annual Report 2020-01-27
201989197060 Annual Report 2019-03-25

Date of last update: 20 May 2025

Sources: Rhode Island Department of State