| Name: | The Capital Group Securities, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Domestic Profit Corporation |
| Status: | Dissolved |
| Date of Organization in Rhode Island: | 30 Nov 1999 (25 years ago) |
| Date of Dissolution: | 03 Feb 2023 (2 years ago) |
| Date of Status Change: | 03 Feb 2023 (2 years ago) |
| Identification Number: | 000109473 |
| ZIP code: | 02888 |
| County: | Kent County |
| Principal Address: | 300 JEFFERSON BLVD. SUITE 205, WARWICK, RI, 02888, USA |
| Purpose: | TO ACT AS A SECURITIES BROKER DEALER. |
NAICS
523930 Investment AdviceThis industry comprises establishments primarily engaged in providing customized investment advice to clients on a fee basis, but do not have the authority to execute trades. Primary activities performed by establishments in this industry are providing financial planning advice and investment counseling to meet the goals and needs of specific clients. Learn more at the U.S. Census Bureau
| Type | Company Name | Company Number | State |
|---|---|---|---|
| Headquarter of | The Capital Group Securities, Inc., NEW YORK | 2544968 | NEW YORK |
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| 1112150 | 1220 PONTIAC AVENUE, SUITE 301, CRANSTON, RI, 02920 | 1220 PONTIAC AVENUE, STE 301, CRANSTON, RI, 02920 | 401-943-2210 | |||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||||
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| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2020-03-02 |
| Reporting date | 2019-12-31 |
| File | View File |
Filings since 2019-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2019-03-01 |
| Reporting date | 2018-12-31 |
| File | View File |
Filings since 2018-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2018-03-01 |
| Reporting date | 2017-12-31 |
| File | View File |
Filings since 2017-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2017-02-28 |
| Reporting date | 2016-12-31 |
| File | View File |
Filings since 2016-02-26
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2016-02-26 |
| Reporting date | 2015-12-31 |
| File | View File |
Filings since 2015-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2015-02-27 |
| Reporting date | 2014-12-31 |
| File | View File |
Filings since 2014-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2014-02-28 |
| Reporting date | 2013-12-31 |
| File | View File |
Filings since 2013-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2013-02-27 |
| Reporting date | 2012-12-31 |
| File | View File |
Filings since 2012-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2012-02-28 |
| Reporting date | 2011-12-31 |
| File | View File |
Filings since 2011-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2011-03-01 |
| Reporting date | 2010-12-31 |
| File | View File |
Filings since 2010-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2010-03-01 |
| Reporting date | 2009-12-31 |
| File | View File |
Filings since 2009-03-02
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2009-03-02 |
| Reporting date | 2008-12-31 |
| File | View File |
Filings since 2008-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2008-02-28 |
| Reporting date | 2007-12-31 |
| File | View File |
Filings since 2007-04-20
| Form type | X-17A-5/A |
| File number | 008-52512 |
| Filing date | 2007-04-20 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2007-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2007-02-28 |
| Reporting date | 2006-12-31 |
| File | View File |
Filings since 2006-02-28
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2006-02-28 |
| Reporting date | 2005-12-31 |
| File | View File |
Filings since 2005-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2005-03-01 |
| Reporting date | 2004-12-31 |
| File | View File |
Filings since 2004-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2004-02-27 |
| Reporting date | 2003-12-31 |
| File | View File |
Filings since 2003-02-27
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2003-02-27 |
| Reporting date | 2002-12-31 |
| File | View File |
Filings since 2002-03-01
| Form type | X-17A-5 |
| File number | 008-52512 |
| Filing date | 2002-03-01 |
| Reporting date | 2001-12-31 |
| File | View File |
| Name | Role | Address |
|---|---|---|
| CARL I. FREEDMAN, ESQ. | Agent | ONE PARK ROW SUITE 300, PROVIDENCE, RI, 02903, USA |
| Name | Role | Address |
|---|---|---|
| BARRY M MISBIN | TREASURER | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT J RADOCCIA | SECRETARY | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| BARRY M MISBIN | PRESIDENT | 1220 PONTIAC AVENUE #301 CRANSTON, RI 02920 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT J RADOCCIA | VICE PRESIDENT | 1220 PONTIAC AVENUE CRANSTON, RI 02920 USA |
| Number | Name | File Date |
|---|---|---|
| 202327470940 | Articles of Dissolution | 2023-02-03 |
| 202209687460 | Annual Report | 2022-02-08 |
| 202188211960 | Annual Report | 2021-01-29 |
| 202033090430 | Annual Report | 2020-01-27 |
| 201989197060 | Annual Report | 2019-03-25 |
| 201857772520 | Annual Report | 2018-02-07 |
| 201731223340 | Annual Report | 2017-02-01 |
| 201691663860 | Annual Report | 2016-02-03 |
| 201554299230 | Annual Report | 2015-01-28 |
| 201436355760 | Annual Report | 2014-02-27 |
Date of last update: 10 Apr 2025
Sources: Rhode Island Department of State
