OCEAN OPTIONS, INC. 401(K) PLAN
|
2022
|
042870754
|
2023-10-12
|
OCEAN OPTIONS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2023-10-12 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2021
|
042870754
|
2022-10-14
|
OCEAN OPTIONS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2022-10-14 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2020
|
042870754
|
2021-10-12
|
OCEAN OPTIONS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2021-10-12 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2019
|
042870754
|
2020-10-14
|
OCEAN OPTIONS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2020-10-14 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2018
|
042870754
|
2019-10-15
|
OCEAN OPTIONS, INC.
|
12
|
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2019-10-15 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2018
|
042870754
|
2020-10-14
|
OCEAN OPTIONS, INC.
|
10
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2020-10-14 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2017
|
042870754
|
2018-10-09
|
OCEAN OPTIONS, INC.
|
12
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2018-10-09 |
Name of individual signing |
RON BESSE |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2016
|
042870754
|
2017-07-06
|
OCEAN OPTIONS, INC.
|
14
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2017-07-06 |
Name of individual signing |
MICHELE CAIN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2015
|
042870754
|
2016-10-12
|
OCEAN OPTIONS, INC.
|
18
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2016-10-12 |
Name of individual signing |
MICHELE CAIN |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2014
|
042870754
|
2015-10-28
|
OCEAN OPTIONS, INC.
|
15
|
|
File |
View Page
|
Three-digit plan number (PN) |
001
|
Effective date of plan |
1998-01-01
|
Business code |
238220
|
Sponsor’s telephone number |
4016247334
|
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878
|
Signature of
Role |
Plan administrator |
Date |
2015-10-28 |
Name of individual signing |
VERONICA WASHER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2013
|
042870754
|
2014-06-17
|
OCEAN OPTIONS, INC.
|
20
|
|
File |
https://efast2-filings-public.s3.amazonaws.com/prd/2014/06/17/20140617082156P030453721553001.pdf |
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Signature of
Role |
Plan administrator |
Date |
2014-06-17 |
Name of individual signing |
VERONICA WASHER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2012
|
042870754
|
2013-06-14
|
OCEAN OPTIONS, INC.
|
17
|
|
File |
https://efast2-filings-public.s3.amazonaws.com/prd/2013/06/14/20130614110516P030330212913001.pdf |
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Signature of
Role |
Plan administrator |
Date |
2013-06-14 |
Name of individual signing |
VERONICA WASHER |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2011
|
042870754
|
2012-06-07
|
OCEAN OPTIONS, INC.
|
25
|
|
File |
https://efast2-filings-public.s3.amazonaws.com/prd/2012/06/07/20120607143625P040031315490001.pdf |
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan administrator’s name and address
Administrator’s EIN |
042870754 |
Plan administrator’s name |
OCEAN OPTIONS, INC. |
Plan administrator’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Administrator’s telephone number |
4016247334 |
Signature of
Role |
Plan administrator |
Date |
2012-06-07 |
Name of individual signing |
CAROLYN LOCKWOOD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC. 401(K) PLAN
|
2010
|
042870754
|
2011-07-15
|
OCEAN OPTIONS, INC.
|
24
|
|
File |
https://efast2-filings-public.s3.amazonaws.com/prd/2011/07/15/20110715101403P040096673473001.pdf |
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan administrator’s name and address
Administrator’s EIN |
042870754 |
Plan administrator’s name |
OCEAN OPTIONS, INC. |
Plan administrator’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Administrator’s telephone number |
4016247334 |
Signature of
Role |
Plan administrator |
Date |
2011-07-15 |
Name of individual signing |
CAROLYN LOCKWOOD |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC
|
2009
|
042870754
|
2010-10-15
|
OCEAN OPTIONS, INC
|
30
|
|
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s mailing address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan administrator’s name and address
Administrator’s EIN |
042870754 |
Plan administrator’s name |
OCEAN OPTIONS, INC |
Plan administrator’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Administrator’s telephone number |
4016247334 |
Number of participants as of the end of the plan year
Active participants |
17 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
7 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
20 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-10-15 |
Name of individual signing |
SHERI PAIVA |
Valid signature |
Filed with authorized/valid electronic signature |
|
|
OCEAN OPTIONS, INC
|
2009
|
042870754
|
2010-10-15
|
OCEAN OPTIONS, INC
|
30
|
|
File |
https://efast2-filings-public.s3.amazonaws.com/prd/2010/10/15/20101015145452P030029362801001.pdf |
Three-digit plan number (PN) |
001 |
Effective date of plan |
1998-01-01 |
Business code |
238220 |
Sponsor’s telephone number |
4016247334 |
Plan sponsor’s mailing address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan sponsor’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Plan administrator’s name and address
Administrator’s EIN |
042870754 |
Plan administrator’s name |
OCEAN OPTIONS, INC |
Plan administrator’s
address |
95 RIVERSIDE DRIVE, TIVERTON, RI, 02878 |
Administrator’s telephone number |
4016247334 |
Number of participants as of the end of the plan year
Active participants |
17 |
Retired or separated participants receiving
benefits |
0 |
Other
retired or separated participants entitled to future benefits |
7 |
Deceased participants
whose
beneficiaries are receiving or are entitled to receive benefits |
0 |
Number of
participants
with
account balances as of the end of the plan year |
20 |
Number of participants that
terminated
employment during the plan year with accrued benefits that were less than 100%
vested |
0 |
Signature of
Role |
Plan administrator |
Date |
2010-10-15 |
Name of individual signing |
SHERI PAIVA |
Valid signature |
Filed with authorized/valid electronic signature |
|
|