| Name: | PARK AVENUE SECURITIES LLC |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Limited Liability Company |
| Status: | Activ |
| Date of Organization in Rhode Island: | 01 Apr 1999 (26 years ago) |
| Identification Number: | 000105706 |
| Place of Formation: | DELAWARE |
| Principal Address: | 10 HUDSON YARDS C/O THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA, NEW YORK, NY, 10001, USA |
| Purpose: | BROKER-DEALER SECURITIES |
NAICS
523110 Investment Banking and Securities DealingThis industry comprises establishments primarily engaged in underwriting, originating, and/or maintaining markets for issues of securities. Investment bankers act as principals (i.e., investors who buy or sell on their own account) in firm commitment transactions or act as agents in best effort and standby commitments. This industry also includes establishments acting as principals in buying or selling securities generally on a spread basis, such as securities dealers or stock option dealers. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL FERIK | MANAGER | 10 HUDSON YARDS NEW YORK, NY 10001 USA |
| MARIANNE CASWELL | MANAGER | 10 HUDSON YARDS NEW YORK, NY 10001 USA |
| CARL DESROCHERS | MANAGER | 700 SOUTH ST PITTSFIELD, MA 01201 USA |
| LEYLA LESINA | MANAGER | 10 HUDSON YARDS NEW YORK, NY 10001 USA |
| Number | Name | File Date |
|---|---|---|
| 202452307430 | Amendment to Application for Registration | 2024-04-24 |
| 202452195280 | Annual Report | 2024-04-23 |
| 202333264450 | Annual Report | 2023-04-19 |
| 202220575580 | Annual Report | 2022-06-28 |
| 202219667270 | Revocation Notice For Failure to File An Annual Report | 2022-06-22 |
| 202100703890 | Annual Report | 2021-09-02 |
| 202054717970 | Annual Report | 2020-09-15 |
| 201918950180 | Annual Report | 2019-09-11 |
| 201877624940 | Annual Report | 2018-09-18 |
| 201750936920 | Annual Report | 2017-10-04 |
Date of last update: 09 Apr 2025
Sources: Rhode Island Department of State
