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Capital Brokerage Corporation

Company Details

Name: Capital Brokerage Corporation
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Revoked Entity
Date of Organization in Rhode Island: 18 Oct 1995 (29 years ago)
Date of Dissolution: 12 Oct 2022 (2 years ago)
Date of Status Change: 12 Oct 2022 (2 years ago)
Identification Number: 000086684
Place of Formation: WASHINGTON
Principal Address: 6620 WEST BROAD STREET, RICHMOND, VA, 23230, USA
Purpose: REGISTERED BROKER/DEALER.
NAICS: 524210 - Insurance Agencies and Brokerages
Historical names: GNA SECURITIES, INC.

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER

Name Role Address
JAMES J. NAMORATO SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

VICE PRESIDENT & SECRETARY

Name Role Address
VIDAL J. TORRES VICE PRESIDENT & SECRETARY 6620 W BROAD ST RICHMOND, VA 23230 USA

VICE PRESIDENT

Name Role Address
CRAIG L. PICHETTE VICE PRESIDENT 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

CHAIR PRES & CEO

Name Role Address
MARIA O. TABB CHAIR PRES & CEO 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

VP & ASSISTANT SECRETARY

Name Role Address
JAMES D. BEAM VP & ASSISTANT SECRETARY 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

ASSISTANT SECRETARY

Name Role Address
HOPE M. VAUGHAN ASSISTANT SECRETARY 6620 WEST BROAD ST RICHMOND, VA 23230 USA
THERESA A. MYERS ASSISTANT SECRETARY 6620 W. BROAD ST RICHMOND, VA 23230 USA

FINANCIAL & OPERATIONS PRINCIPAL

Name Role Address
BONNIE TURNER FINANCIAL & OPERATIONS PRINCIPAL 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

VICE PRESIDENT AND TREASURER

Name Role Address
LISA J. BALDYGA VICE PRESIDENT AND TREASURER 6620 WEST BROAD STREET RICHMOND, VA 23230 USA

DIRECTOR

Name Role Address
M. BRANDON ARMOR DIRECTOR 6620 WEST BROAD STREET RICHMOND, VA 23230 USA
MARIO O. TABB DIRECTOR 6620 WEST BROAD STREET RICHMOND, VA 23230 USA
JOHN G APOSTLE II DIRECTOR 6620 W BROAD ST RICHMOND, VA 23230 USA

Events

Type Date Old Value New Value
Name Change 1998-04-13 GNA SECURITIES, INC. Capital Brokerage Corporation

Filings

Number Name File Date
202223884210 Revocation Certificate For Failure to File the Annual Report for the Year 2022-10-12
202220032830 Revocation Notice For Failure to File An Annual Report 2022-06-27
202193247790 Annual Report 2021-03-01
202035402330 Annual Report 2020-02-27
201985899850 Annual Report 2019-02-04
201857075540 Annual Report 2018-01-30
201735061470 Annual Report 2017-02-28
201693420560 Annual Report 2016-02-29
201554387810 Annual Report 2015-01-30
201436885050 Annual Report 2014-03-07

Date of last update: 08 Oct 2024

Sources: Rhode Island Department of State