| Name: | Capital Brokerage Corporation |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Revoked Entity |
| Date of Organization in Rhode Island: | 18 Oct 1995 (30 years ago) |
| Date of Dissolution: | 12 Oct 2022 (3 years ago) |
| Date of Status Change: | 12 Oct 2022 (3 years ago) |
| Identification Number: | 000086684 |
| Place of Formation: | WASHINGTON |
| Principal Address: | 6620 WEST BROAD STREET, RICHMOND, VA, 23230, USA |
| Purpose: | REGISTERED BROKER/DEALER. |
| Historical names: |
GNA SECURITIES, INC. |
NAICS
524210 Insurance Agencies and BrokeragesThis industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau
| Name | Role | Address |
|---|---|---|
| JAMES J. NAMORATO | SR. VICE PRESIDENT & CHIEF COMPLIANCE OFFICER | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| VIDAL J. TORRES | VICE PRESIDENT & SECRETARY | 6620 W BROAD ST RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| CRAIG L. PICHETTE | VICE PRESIDENT | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| MARIA O. TABB | CHAIR PRES & CEO | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| JAMES D. BEAM | VP & ASSISTANT SECRETARY | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| HOPE M. VAUGHAN | ASSISTANT SECRETARY | 6620 WEST BROAD ST RICHMOND, VA 23230 USA |
| THERESA A. MYERS | ASSISTANT SECRETARY | 6620 W. BROAD ST RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| BONNIE TURNER | FINANCIAL & OPERATIONS PRINCIPAL | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| LISA J. BALDYGA | VICE PRESIDENT AND TREASURER | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| M. BRANDON ARMOR | DIRECTOR | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| MARIO O. TABB | DIRECTOR | 6620 WEST BROAD STREET RICHMOND, VA 23230 USA |
| JOHN G APOSTLE II | DIRECTOR | 6620 W BROAD ST RICHMOND, VA 23230 USA |
| Name | Role | Address |
|---|---|---|
| CORPORATION SERVICE COMPANY | Agent | 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 1998-04-13 | GNA SECURITIES, INC. | Capital Brokerage Corporation |
| Number | Name | File Date |
|---|---|---|
| 202223884210 | Revocation Certificate For Failure to File the Annual Report for the Year | 2022-10-12 |
| 202220032830 | Revocation Notice For Failure to File An Annual Report | 2022-06-27 |
| 202193247790 | Annual Report | 2021-03-01 |
| 202035402330 | Annual Report | 2020-02-27 |
| 201985899850 | Annual Report | 2019-02-04 |
| 201857075540 | Annual Report | 2018-01-30 |
| 201735061470 | Annual Report | 2017-02-28 |
| 201693420560 | Annual Report | 2016-02-29 |
| 201554387810 | Annual Report | 2015-01-30 |
| 201436885050 | Annual Report | 2014-03-07 |
Date of last update: 09 Apr 2025
Sources: Rhode Island Department of State
