SMBC Capital Markets, Inc.

Company Details

Name:	SMBC Capital Markets, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Revoked Entity
Date of Organization in Rhode Island:	26 Nov 1993 (31 years ago)
Date of Dissolution:	12 Sep 2023 (2 years ago)
Date of Status Change:	12 Sep 2023 (2 years ago)
Identification Number:	000074949
Place of Formation:	DELAWARE
Principal Address:	277 PARK AVENUE, NEW YORK, NY, 10172, USA
Purpose:	LEASING
Fictitious names:	SBCM (trading name, 1993-11-26 - )
Historical names:	Sumitomo Bank Capital Markets, Inc.

Industry & Business Activity

NAICS

532490 Other Commercial and Industrial Machinery and Equipment Rental and Leasing

This industry comprises establishments primarily engaged in renting or leasing nonconsumer-type machinery and equipment (except heavy construction, transportation, mining, and forestry machinery and equipment without operators; and office machinery and equipment). Establishments in this industry rent or lease products, such as manufacturing equipment; metalworking, telecommunications, motion picture, theatrical machinery and equipment, or service industry machinery; institutional (i.e., public building) furniture, such as furniture for schools, theaters, or buildings; or agricultural equipment without operators. Learn more at the U.S. Census Bureau

Agent

Name	Role	Address
PRENTICE-HALL CORP SYSTEM	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

TREASURER

Name	Role	Address
MAKOTO ITO	TREASURER	277 PARK AVENUE NEW YORK, NY 10172 USA

CEO

Name	Role	Address
YUNSON DU	CEO	277 PARK AVENUE NEW YORK, NY 10172 USA

CFO

Name	Role	Address
BRIAN PIETRO	CFO	277 PARK AVENUE NEW YORK, NY 10172 USA

CHIEF INFORMATION OFFICER

Name	Role	Address
CHARLES STIETZEL	CHIEF INFORMATION OFFICER	277 PARK AVENUE NEW YORK, NY 10172 USA

DEPUTY PRESIDENT

Name	Role	Address
YUNSON DU	DEPUTY PRESIDENT	277 PARK AVENUE NEW YORK, NY 10172 USA

ASSISTANT SECRETARY

Name	Role	Address
HIRO OSHIMA	ASSISTANT SECRETARY	277 PARK AVENUE NEW YORK, NY 10172 USA
PETER STURZINGER	ASSISTANT SECRETARY	277 PARK AVENUE NEW YORK, NY 10172 USA
LUBNA USMAN	ASSISTANT SECRETARY	277 PARK AVENUE NEW YORK, NY 10172 USA

INTERNAL CONTROL OFFICER

Name	Role	Address
MAKOTO ITO	INTERNAL CONTROL OFFICER	277 PARK AVENUE NEW YORK, NY 10172 USA

DEPUTY CHAIR PERSON

Name	Role	Address
AKIHIRO KAWARA	DEPUTY CHAIR PERSON	277 PARK AVENUE NEW YORK, NY 10172 USA

CHAIRPERSON

Name	Role	Address
RYOJI SATO	CHAIRPERSON	277 PARK AVENUE NEW YORK, NY 10172 USA

MANAGING DIRECTOR

Name	Role	Address
MAKOTO ITO	MANAGING DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA

CHIEF COMPLINCE OFFICER

Name	Role	Address
MICHAEL F. WARD	CHIEF COMPLINCE OFFICER	277 PARK AVENUE NEW YORK, NY 10172 USA

DIRECTOR

Name	Role	Address
BUNGO MIURA	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
DU YUNSON	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
KAWARA AKIHIRO	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
MURPHY ANTHONY	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
SAMEJIMA NATSUHIRO	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
ANTONY YATES	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
KIM OLSON	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
RYOJI SATO	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA
SCOTT ASHBY	DIRECTOR	277 PARK AVENUE NEW YORK, NY 10172 USA

Events

Type	Date	Old Value	New Value
Name Change	2002-08-13	Sumitomo Bank Capital Markets, Inc.	SMBC Capital Markets, Inc.

Filings

Number	Name	File Date
202341456340	Revocation Certificate For Failure to File the Annual Report for the Year	2023-09-12
202338018580	Revocation Notice For Failure to File An Annual Report	2023-06-19
202222491950	Annual Report	2022-08-29
202220024240	Revocation Notice For Failure to File An Annual Report	2022-06-27
202187713320	Annual Report	2021-01-25
202033569990	Annual Report	2020-02-03
201986333100	Annual Report	2019-02-11
201856948610	Annual Report	2018-01-29
201731271170	Annual Report	2017-02-01
201691541960	Annual Report	2016-02-01
201554487240	Annual Report	2015-02-03
201436329220	Annual Report	2014-02-27
201310544220	Annual Report	2013-01-30
201290366720	Annual Report	2012-02-29
201174221950	Annual Report	2011-02-01
201057652640	Annual Report	2010-02-02
200950071640	Annual Report	2009-08-24
200948438510	Revocation Notice For Failure to File An Annual Report	2009-08-04
200811282660	Annual Report	2008-06-05
202033228040	Annual Reports - Prior to 2006	2005-08-29

Date of last update: 08 Apr 2025

Sources: Rhode Island Department of State