| Name: | TD AMERITRADE, Inc. |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Activ |
| Date of Organization in Rhode Island: | 12 Nov 1993 (31 years ago) |
| Branch of: | TD AMERITRADE, Inc., NEW YORK (Company Number 513291) |
| Identification Number: | 000074588 |
| Place of Formation: | NEW YORK |
| Principal Address: | 200 S. 108TH AVENUE, OMAHA, NE, 68154, USA |
| Purpose: | INTRODUCING BROKER DEALER, REGISTERED INVESTMENT ADVISOR |
| NAICS: | 523120 - Securities Brokerage |
| Historical names: |
Waterhouse Securities, Inc. TD Waterhouse Investor Services, Inc. |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA |
| Name | Role | Address |
|---|---|---|
| JAMES KOSTULIAS | PRESIDENT | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| MICHAEL ASMUS | TREASURER | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| KRISTOPHER TATE | SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| AARON THOMPSON | CFO | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| PAUL W. TALBOT | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| TANIS KNELSEN | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| MICHELLE STRATTON | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| PETER BLAKE ALLEN | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| LAURA GARCIA FLOR | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| JEFFREY E. SALVESEN | ASSISTANT CORPORATE SECRETARY | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| GERALDINE ORTIZ | MANAGING DIRECTOR - TAX COMPLIANCE OFFICER | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| STACI SULLIVAN | MANAGING DIRECTOR - OPERATIONS | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Name | Role | Address |
|---|---|---|
| STACI SULLIVAN | DIRECTOR | 200 S. 108TH AVENUE OMAHA, NE 68154 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2006-09-14 | TD Waterhouse Investor Services, Inc. | TD AMERITRADE, Inc. |
| Name Change | 2000-10-04 | Waterhouse Securities, Inc. | TD Waterhouse Investor Services, Inc. |
| Number | Name | File Date |
|---|---|---|
| 202451362340 | Annual Report | 2024-04-17 |
| 202333726020 | Annual Report | 2023-04-24 |
| 202215853820 | Annual Report | 2022-04-27 |
| 202101566890 | Statement of Change of Registered/Resident Agent | 2021-09-15 |
| 202186056040 | Annual Report | 2021-01-14 |
| 202031207560 | Annual Report | 2020-01-07 |
| 201983608850 | Annual Report | 2019-01-03 |
| 201855635430 | Annual Report | 2018-01-04 |
| 201729591020 | Annual Report | 2017-01-06 |
| 201691860890 | Annual Report | 2016-02-04 |
Date of last update: 07 Oct 2024
Sources: Rhode Island Department of State
