Financial Industry Regulatory Authority, Inc.

Company Details

Name:	Financial Industry Regulatory Authority, Inc.
Jurisdiction:	Rhode Island
Entity type:	Foreign Non-Profit Corporation
Status:	Activ
Date of Organization in Rhode Island:	03 Jul 1991 (34 years ago)
Identification Number:	000065248
Principal Address:	1700 K STREET NW, WASHINGTON, DC, 20006, USA
Purpose:	NON PROFIT ASSOCIATION OF SECURITIES DEALERS
Historical names:	National Association of Securities Dealers, Inc.

Industry & Business Activity

NAICS

813910 Business Associations

This industry comprises establishments primarily engaged in promoting the business interests of their members. These establishments may conduct research on new products and services; develop market statistics; sponsor quality and certification standards; lobby public officials; or publish newsletters, books, or periodicals for distribution to their members. Learn more at the U.S. Census Bureau

TREASURER

Name	Role	Address
TODD T DIGANCI	TREASURER	1700 K STREET NW WASHINGTON, DC 20006 USA

SECRETARY

Name	Role	Address
MARCIA E ASQUITH	SECRETARY	1700 K STREET NW WASHINGTON, DC 20006 USA

DIRECTOR

Name	Role	Address
LINDE MURPHY	DIRECTOR	950 EAST BASSE ROAD 2ND FL SAN ANTONIO, TX 78209 USA
MAUREEN JENSEN	DIRECTOR	117 CAMERON STREET THORNBURY , ON NH0 290 CAN
WENDY LANTON	DIRECTOR	35 PINELAWN ROAD SUITE 101E MELVILLE, NY 11747 USA
TIMOTHY C SCHEVE	DIRECTOR	1717 ARCH ST FL 22 PHILADELPHIA, PA 19103 USA
ETHIOPIS TAFARA	DIRECTOR	1818 H STREET NW WASHINGTON , DC 20436 USA
CAMILLE M. BUSETTE	DIRECTOR	1775 MASSACHUSETTS AVENUE NW WASHINGTON, DC 20036 USA
ERIC NOLL	DIRECTOR	401 E. CITY AVENUE #815 BALA CYNWYD, PA 19004 USA
JAMES T. CROWLEY	DIRECTOR	ONE PERSHING PLAZA JERESEYCITY , NJ 07399 USA
MORTIMER J BUCKLEY	DIRECTOR	100 VANGUARD BLVD MALVERN, PA 19355 USA
PEGGY HO	DIRECTOR	9 DONIZTTI STREET WELLELEY, MA 02482 USA
SAMIR DESHPANDE	DIRECTOR	500 W. MAIN STREET LOUISVILLE, KY 40202 USA
JAMES D NAGENGAST	DIRECTOR	12325 PORT GRACE BLVD LA VISTA, NE 68128 USA
LANCE F DRUMMOND	DIRECTOR	14263 NOLEN LN CHARLOTTE, NC 28277 USA
PAIGE W. PIERCE	DIRECTOR	4900 GAGE AVENUE, APARTMENT 435 FORT WORTH, TX 76109 USA
FABIOLA ARREDONDO	DIRECTOR	115 MASON ST. GREENWICH, CT 06830 USA
MOIRA KILCOYNE	DIRECTOR	83 RYERSON ROAD WARWICK, NY 10990 USA
PENNY PENNINGTON	DIRECTOR	12555 MANCHESTER RD ST LOUIS, MO 63131 USA
SCOTT CURTIS	DIRECTOR	RAYMOND JAMES FINANCIAL SERVICES, INC., 880 CARILLON P ST. PETERSBURG, FL 33716 USA
DERRICK A ROMAN	DIRECTOR	1700 K STREET NW WASHINGTON, DC 20006 USA
GUS SAUTER	DIRECTOR	1700 K STREET NW WASHINGTON, DC 20006 USA
LISA FAIRFAX	DIRECTOR	UNIVERSITY OF PENNSYLVANIA, 3501 SANSON STREET PHILADELPHIA, PA 19104 USA
JOHN (JACK) EHNES	DIRECTOR	5112 RUNWAY DRIVE FAIR OAKS, CA 95628 USA
DEBORAH BAILEY	DIRECTOR	1200 CALIFORNIA STREET APT 19C SAN FRANCISCO, CA 94109 USA

PRESIDENT/DIRECTOR

Name	Role	Address
ROBERT W COOK	PRESIDENT/DIRECTOR	1700 K STREET NW WASHINGTON, DC 20006 USA

Agent

Name	Role	Address
CORPORATION SERVICE COMPANY	Agent	222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

Events

Type	Date	Old Value	New Value
Name Change	2007-08-09	National Association of Securities Dealers, Inc.	Financial Industry Regulatory Authority, Inc.

Filings

Number	Name	File Date
202452215690	Annual Report	2024-04-23
202339099650	Annual Report	2023-07-06
202338498490	Revocation Notice For Failure to File An Annual Report	2023-06-20
202216422160	Annual Report	2022-04-30
202198549600	Annual Report	2021-06-23
202043377150	Annual Report	2020-06-26
201999246350	Annual Report	2019-06-25
201869915850	Annual Report	2018-06-18
201745872370	Annual Report	2017-06-20
201699899900	Annual Report	2016-06-06
201564725150	Annual Report - Amended	2015-07-10
201564066280	Annual Report	2015-06-30
201452546490	Statement of Change of Registered/Resident Agent	2014-12-30
201438817310	Annual Report	2014-05-09
201322315140	Annual Report	2013-06-07
201293714230	Annual Report	2012-06-05
201179436070	Annual Report	2011-06-03
201062070770	Annual Report	2010-04-13
200945955380	Annual Report	2009-05-27
200810642690	Annual Report	2008-05-07

Date of last update: 08 Apr 2025

Sources: Rhode Island Department of State