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Multi-Financial Securities Corporation

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Company Details

Name: Multi-Financial Securities Corporation
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Conversion
Date of Organization in Rhode Island: 05 Apr 1990 (35 years ago)
Date of Dissolution: 15 Jan 2013 (12 years ago)
Date of Status Change: 15 Jan 2013 (12 years ago)
Identification Number: 000061199
Place of Formation: COLORADO
Purpose: SECURITIES BROKER/DEALER AND INVESTMENT ADVISOR.
Principal Address: Google Maps Logo 4600 SOUTH SYRACUSE STREET SUITE 600, DENVER, CO, 80237, USA

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 10 WEYBOSSET STREET, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
BRETT L HARRISON PRESIDENT 4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

TREASURER

Name Role Address
MARK P SHELSON TREASURER 400 1ST STREET SOUTH ST. CLOUD, MN 56301 USA

SECRETARY

Name Role Address
BERNARD A BRETON SECRETARY 4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

VICE PRESIDENT

Name Role Address
CYNTHIA A HAMEL VICE PRESIDENT 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
STANLEY R SMILEY VICE PRESIDENT 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
AMANDA L TAWNEY VICE PRESIDENT 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BARNABY GRIST VICE PRESIDENT 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA

ASSISTANT SECRETARY

Name Role Address
GREG A OLSON ASSISTANT SECRETARY 400 1ST STREET SOUTH ST. CLOUD, MN 56301 USA

DIRECTOR

Name Role Address
VALERIE G BROWN DIRECTOR 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BARNABY GRIST DIRECTOR 200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BRETT L HARRISON DIRECTOR 4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

Events

Type Date Old Value New Value
Conversion 2013-01-15 Multi-Financial Securities Corporation CETERA ADVISORS LLC on 01-15-2013

Filings

Number Name File Date
201312788550 Annual Report 2013-02-26
201290018700 Annual Report 2012-02-23
201178628980 Statement of Change of Registered/Resident Agent Office 2011-05-02
201175607050 Annual Report 2011-02-25
201174874480 Annual Report 2011-02-14

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Date of last update: 18 May 2025

Sources: Rhode Island Department of State