Multi-Financial Securities Corporation

Company Details

Name:	Multi-Financial Securities Corporation
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Conversion
Date of Organization in Rhode Island:	05 Apr 1990 (35 years ago)
Date of Dissolution:	15 Jan 2013 (12 years ago)
Date of Status Change:	15 Jan 2013 (12 years ago)
Identification Number:	000061199
Place of Formation:	COLORADO
Principal Address:	4600 SOUTH SYRACUSE STREET SUITE 600, DENVER, CO, 80237, USA
Purpose:	SECURITIES BROKER/DEALER AND INVESTMENT ADVISOR.

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	10 WEYBOSSET STREET, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name	Role	Address
BRETT L HARRISON	PRESIDENT	4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

TREASURER

Name	Role	Address
MARK P SHELSON	TREASURER	400 1ST STREET SOUTH ST. CLOUD, MN 56301 USA

SECRETARY

Name	Role	Address
BERNARD A BRETON	SECRETARY	4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

VICE PRESIDENT

Name	Role	Address
CYNTHIA A HAMEL	VICE PRESIDENT	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
STANLEY R SMILEY	VICE PRESIDENT	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BARNABY GRIST	VICE PRESIDENT	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
AMANDA L TAWNEY	VICE PRESIDENT	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA

ASSISTANT SECRETARY

Name	Role	Address
GREG A OLSON	ASSISTANT SECRETARY	400 1ST STREET SOUTH ST. CLOUD, MN 56301 USA

DIRECTOR

Name	Role	Address
VALERIE G BROWN	DIRECTOR	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BARNABY GRIST	DIRECTOR	200 N SEPULVEDA BLVD EL SEGUNDO, CA 90245 USA
BRETT L HARRISON	DIRECTOR	4600 SOUTH SYRACUSE STREET DENVER, CO 80237 USA

Events

Type	Date	Old Value	New Value
Conversion	2013-01-15	Multi-Financial Securities Corporation	CETERA ADVISORS LLC on 01-15-2013

Filings

Number	Name	File Date
201312788550	Annual Report	2013-02-26
201290018700	Annual Report	2012-02-23
201178628980	Statement of Change of Registered/Resident Agent Office	2011-05-02
201175607050	Annual Report	2011-02-25
201174874480	Annual Report	2011-02-14
200941673530	Annual Report	2009-02-06
200839319100	Statement of Change of Registered/Resident Agent Office	2008-12-04
200807081530	Annual Report	2008-10-03
200812839250	Revocation Notice For Failure to File An Annual Report	2008-08-04

Date of last update: 07 Oct 2024

Sources: Rhode Island Department of State