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Concourse Financial Group Securities, Inc.

Branch

Company Details

Name: Concourse Financial Group Securities, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 02 Oct 1989 (36 years ago)
Branch of: Concourse Financial Group Securities, Inc., ALABAMA (Company Number 000-099-166)
Identification Number: 000057893
Place of Formation: ALABAMA
Principal Address: 2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, USA
Purpose: BROKER AND DEALER OF SECURITIES
Fictitious names: ProEquities Distributors, a Division of Concourse Financial Group Securities, Inc. (trading name, 2021-06-11 - )
ProEquities Distributors, a Division of ProEquities, Inc. (trading name, 2015-10-16 - )
Historical names: Protective Equity Services, Inc.
ProEquities, Inc.

Industry & Business Activity

NAICS

524210 Insurance Agencies and Brokerages

This industry comprises establishments primarily engaged in acting as agents (i.e., brokers) in selling annuities and insurance policies. Learn more at the U.S. Census Bureau

Companies doing Insurance agencies and brokerages

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

PRESIDENT

Name Role Address
ELIZABETH ANDERSON PRESIDENT 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

SECRETARY

Name Role Address
DARREN C. GUERRERA SECRETARY 2801 HIGHWAY 280 SOUTH BIRMINGHAM, AL 35223 USA

CEO, COO DISTRIBUTION COMPANIES

Name Role Address
DAVID A PERRY CEO, COO DISTRIBUTION COMPANIES 2801 HIGHWAY 280 SOUTH BIRMINGHAM, AL 35223 USA

ASSISTANT SECRETARY

Name Role Address
FELICIA M LEE ASSISTANT SECRETARY 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
KIMBERLY B COLLAZO ASSISTANT SECRETARY 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
MEGAN P RICHARDS ASSISTANT SECRETARY 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

SVP, CORPORATE TAX

Name Role Address
MALCOLM LEE BARTLETT SVP, CORPORATE TAX 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

VP INSTITUTIONAL SALES MANAGER, PROTECTIVE SECU

Name Role Address
DAVID M BROWN VP INSTITUTIONAL SALES MANAGER, PROTECTIVE SECU 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

CISO

Name Role Address
JUSTIN T. ALLEN CISO 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

SVP

Name Role Address
JAMES WAGNER SVP 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
DAVID A PERRY SVP 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

CHIEF DISTRIBUTION OFFICER

Name Role Address
JAMES WAGNER CHIEF DISTRIBUTION OFFICER 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

VICE PRESIDENT

Name Role Address
BOBBY HAILEY VICE PRESIDENT 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

CHIEF SUPERVISORY OFFICER

Name Role Address
BOBBY HAILEY CHIEF SUPERVISORY OFFICER 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

VP AND MANAGING DIRECTOR OF PROTECTIVE SECURITIES

Name Role Address
RORY HARTLEY VP AND MANAGING DIRECTOR OF PROTECTIVE SECURITIES 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

CFO AND FINANCIAL OPERATIONS PRINCIPAL

Name Role Address
DARREN C GUERRERA CFO AND FINANCIAL OPERATIONS PRINCIPAL 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

DIRECTOR

Name Role Address
DAVID A PERRY DIRECTOR 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
BARBARA N PUGH DIRECTOR 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
AARON C SEURKAMP DIRECTOR 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
ELIZABETH ANDERSON DIRECTOR 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA
BRAD MENDENHALL DIRECTOR 2801 HIGHWAY 280 SOUTH BIRMINGHAM, AL 35223 USA
JAMES WAGNER DIRECTOR 2801 HIGHWAY 280 SOUTH BIRMINGHAM, AL 35223 USA

VP AND CHIEF COMPLIANCE OFFICER

Name Role Address
HAROLD B MILLER VP AND CHIEF COMPLIANCE OFFICER 2801 HIGHWAY 280 S BIRMINGHAM, AL 35223 USA

Events

Type Date Old Value New Value
Name Change 2021-06-09 ProEquities, Inc. Concourse Financial Group Securities, Inc.
Name Change 1995-05-08 Protective Equity Services, Inc. ProEquities, Inc.

Filings

Number Name File Date
202449389540 Annual Report 2024-03-26
202332260660 Annual Report 2023-04-04
202213820220 Annual Report 2022-04-01
202198177920 Fictitious Business Name Statement 2021-06-11
202198078740 Application for Amended Certificate of Authority 2021-06-09
202188263860 Annual Report 2021-01-29
202032803220 Annual Report 2020-01-22
201984676010 Annual Report 2019-01-17
201856726290 Annual Report 2018-01-24
201731208040 Annual Report 2017-01-31

Related by officers

CT CORPORATION SYSTEM

Mason Industries of R.I., Inc. ABANCO Management Corp. HEALTHCARE TRANSPORTATION SYSTEM, INC. W.C. Stumbo Company HUDSON MEDICAL PRODUCTS, INC. ACORN INSULATED WIRE COMPANY, INC. ADAMS DRUG CO. OF BROAD STREET, INC. ADAMS DRUG CO. OF EDGEWOOD, INC. ADAMS DRUG CO. OF SMITHFIELD, INC. ADAMS DRUG CO. OF TIVERTON, INC.

ELIZABETH ANDERSON

Parish of the Church of the Transfiguration Kirby Bros. of Warwick Construction, Inc. Concourse Financial Group Agency, Inc.

DARREN C. GUERRERA

Investment Distributors, Inc.

DAVID A PERRY

Concourse Financial Group Agency, Inc.

FELICIA M LEE

WESTERN DIVERSIFIED SERVICES, INC. Investment Distributors, Inc.

MALCOLM LEE BARTLETT

WESTERN DIVERSIFIED SERVICES, INC. Acceleration National Service WARRANTY BUSINESS SERVICES CORPORATION Protective Administrative Services, Inc. Western General Warranty, Inc. Western General Dealer Services, Inc. Concourse Financial Group Agency, Inc.

KIMBERLY B COLLAZO

Concourse Financial Group Agency, Inc.

JUSTIN T. ALLEN

Concourse Financial Group Agency, Inc.

JAMES WAGNER

Concourse Financial Group Agency, Inc. Investment Distributors, Inc.

DARREN C GUERRERA

Concourse Financial Group Agency, Inc.

MEGAN P RICHARDS

WESTERN DIVERSIFIED SERVICES, INC. Investment Distributors, Inc.

BARBARA N PUGH

Concourse Financial Group Agency, Inc.

AARON C SEURKAMP

Concourse Financial Group Agency, Inc.

BRAD MENDENHALL

Concourse Financial Group Agency, Inc.

HAROLD B MILLER

Concourse Financial Group Agency, Inc.

Related by address

2801 HIGHWAY 280 SOUTH, BIRMINGHAM, AL, 35223, USA

VOLUNTARY BENEFITS INTERNATIONAL, INC. The SmartHealth Agency, Inc. Investment Distributors, Inc.

Date of last update: 08 Apr 2025

Sources: Rhode Island Department of State

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