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Caterpillar Inc.

Company Details

Name: Caterpillar Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 09 May 1986 (39 years ago)
Identification Number: 000038635
Place of Formation: DELAWARE
Principal Address: 5205 N. O'CONNOR BOULEVARD SUITE 100, IRVING, TX, 75039, USA
Purpose: MANUFACTURES AND SELLS EARTHMOVING AND MATERIALS HANDLING EQUIPMENT AND DIESEL ENGINES.

Industry & Business Activity

NAICS

333120 Construction Machinery Manufacturing

This industry comprises establishments primarily engaged in manufacturing construction machinery, surface mining machinery, and logging equipment. Learn more at the U.S. Census Bureau

Agent

Name Role Address
CORPORATION SERVICE COMPANY Agent 222 JEFFERSON BOULEVARD SUITE 200, WARWICK, RI, 02888, USA

TREASURER

Name Role Address
PATRICK THOMAS MCCARTAN TREASURER 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA

SECRETARY

Name Role Address
NICOLE PUZA SECRETARY 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA

CEO / DIRECTOR

Name Role Address
DONALD JAMES UMPLEBY III CEO / DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA

DIRECTOR

Name Role Address
DAVID L CALHOUN DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
DANIEL M DICKINSON DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING,, TX 75039 USA
GERALD JOHNSON DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
DAVID W MACLENNAN DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
DEBRA REED-KLAGES DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
SUSAN C SCHWAB DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
JUDITH MARKS DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
JAMES FISH JR. DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA
RAYFORD WILKINS JR. DIRECTOR 5205 N. O'CONNOR BOULEVARD, SUITE 100 IRVING, TX 75309 USA

Filings

Number Name File Date
202453704490 Annual Report 2024-05-01
202334830230 Annual Report 2023-05-01
202224696560 Annual Report - Amended 2022-11-14
202216726880 Annual Report 2022-05-03
202192499190 Annual Report 2021-02-22
202190633190 Statement of Change of Registered/Resident Agent 2021-02-10
202034157790 Annual Report 2020-02-11
201983691960 Annual Report 2019-01-03
201856203980 Annual Report 2018-01-16
201733990420 Annual Report 2017-02-13

Court Cases

Docket Number Nature of Suit Filing Date Disposition
9000574 Contract Product Liability 1990-11-19 voluntarily
Circuit First Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Missing
Demanded Amount 200
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 1990-11-19
Termination Date 1991-10-02
Date Issue Joined 1990-12-05
Pretrial Conference Date 1991-04-15

Parties

Name SHARP TRANS INC
Role Plaintiff
Name Caterpillar Inc.
Role Defendant
1000466 Interstate Commerce 2010-11-16 motion before trial
Circuit First Circuit
Origin removed (began in the state court, removed to the district court)
Jurisdiction federal question
Jury Demand Both plaintiff and defendant demand jury
Demanded Amount 0
Termination Class Action Missing
Procedural Progress judgement on motion
Nature Of Judgment monetary award only
Judgement defendant
Arbitration On Termination Missing
Office 1
Filing Date 2010-11-16
Termination Date 2015-04-22
Date Issue Joined 2011-08-24
Section 1441
Sub Section BC
Status Terminated

Parties

Name UNIVERSAL TRUCK & EQUIP,
Role Plaintiff
Name Caterpillar Inc.
Role Defendant
9100211 Property Damage - Product Liabilty 1991-04-25 settled
Circuit First Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Missing
Demanded Amount 105
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 1991-04-25
Termination Date 1992-01-07
Date Issue Joined 1991-05-14
Pretrial Conference Date 1991-09-04
Section 1332

Parties

Name SUNDERLAND MARINE
Role Plaintiff
Name Caterpillar Inc.
Role Defendant

Date of last update: 07 Apr 2025

Sources: Rhode Island Department of State