The Providence Group Advisors, Inc.

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	10 WEYBOSSET STREET, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name	Role	Address
RICHARD P ERICKSON	PRESIDENT	401 NORTH TRYON STREET CHARLOTTE, NC 28255- USA

Central Index Key

A CIK (Central Index Key) number is a unique identifier assigned by the U.S. Securities and Exchange Commission (SEC) to companies that: Are publicly traded on U.S. stock exchanges, File reports with the SEC.

Note: Having a CIK number indicates that: The company is registered with the SEC, Files regular financial reports (like 10-K, 10-Q), Must comply with federal securities laws and regulations, Has public shareholders, Makes financial information publicly available through SEC's EDGAR database.

Latest Filings

Events

Type	Date	Old Value	New Value
Merged	2007-08-17	BANA Residuals, LLC (DE) (Note: Entity is not registered in Rhode Island)	The Providence Group Advisors, Inc.
Name Change	1999-02-09	THE PROVIDENCE GROUP INVESTMENT ADVISORY COMPANY	The Providence Group Advisors, Inc.
Name Change	1991-03-15	THE PROVIDENCE GROUP, INVESTMENT ADVISORY COMPANY	THE PROVIDENCE GROUP INVESTMENT ADVISORY COMPANY

Filings

Number	Name	File Date
200700179190	Merge out of Existence	2007-08-16