| Name: | LPL Financial Corporation |
| Jurisdiction: | Rhode Island |
| Entity type: | Foreign Corporation |
| Status: | Withdrawn |
| Date of Organization in Rhode Island: | 16 May 1984 (41 years ago) |
| Date of Dissolution: | 13 Apr 2012 (13 years ago) |
| Date of Status Change: | 13 Apr 2012 (13 years ago) |
| Identification Number: | 000025556 |
| Place of Formation: | CALIFORNIA |
| Principal Address: | 9785 TOWN CENTRE DRIVE, SAN DIEGO, CA, 92121, USA |
| Mailing Address: | LPL FINANCIAL LLC ATTN: LAUREN JONES ONE BEACON STREET 22ND FLOOR, BOSTON, MA, 02108, USA |
| Purpose: | SECURITIES BROKER/DEALER |
| Historical names: |
PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED LINSCO/PRIVATE LEDGER CORP. |
| Name | Role | Address |
|---|---|---|
| CT CORPORATION SYSTEM | Agent | 10 WEYBOSSET STREET, PROVIDENCE, RI, 02903, USA |
| Name | Role | Address |
|---|---|---|
| ESTHER STEARNS | PRESIDENT | 9785 TOWNE CENTRE DRIVE SAN DIEGO, CA 92121 USA |
| Name | Role | Address |
|---|---|---|
| STEPHANIE L BROWN | SECRETARY | ONE BEACON STREET, 22ND FLOOR BOSTON, MA 02108 USA |
| Name | Role | Address |
|---|---|---|
| ROBERT J MOORE | TREASURER | 9785 TOWNE CENTRE DRIVE SAN DIEGO, CA 92121 USA |
| Name | Role | Address |
|---|---|---|
| MARK S CASADY | DIRECTOR | ONE BEACON STREET, 22ND FLOOR BOSTON, MA 02108 USA |
| ESTHER STEARNS | DIRECTOR | 9785 TOWNE CENTRE DRIVE SAN DIEGO, CA 92121 USA |
| ROBERT J MOORE | DIRECTOR | 9785 TOWNE CENTRE DRIVE SAN DIEGO, CA 92121 USA |
| Type | Date | Old Value | New Value |
|---|---|---|---|
| Name Change | 2008-01-04 | LINSCO/PRIVATE LEDGER CORP. | LPL Financial Corporation |
| Name Change | 1991-02-04 | PRIVATE LEDGER FINANCIAL SERVICES, INCORPORATED | LINSCO/PRIVATE LEDGER CORP. |
| Number | Name | File Date |
|---|---|---|
| 201291914560 | Application for Certificate of Withdrawal | 2012-04-13 |
| 201183509650 | Annual Report | 2011-09-28 |
| 201182343200 | Revocation Notice For Failure to File An Annual Report | 2011-09-13 |
| 201178352920 | Statement of Change of Registered/Resident Agent Office | 2011-05-02 |
| 201057177440 | Annual Report | 2010-01-21 |
| 200944060300 | Annual Report | 2009-03-20 |
| 200839250340 | Statement of Change of Registered/Resident Agent Office | 2008-12-04 |
| 200808467360 | Annual Report | 2008-03-24 |
| 200805148190 | Application for Amended Certificate of Authority | 2008-01-04 |
Date of last update: 06 Oct 2024
Sources: Rhode Island Department of State
