MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Is this your business?

Get access!

Company Details

Name:	MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jurisdiction:	Rhode Island
Entity type:	Foreign Corporation
Status:	Activ
Date of Organization in Rhode Island:	02 Jan 1959 (67 years ago)
Identification Number:	000024063
Place of Formation:	DELAWARE
Purpose:	INVESTMENT BANKING AND SECURITIES INTERMEDIATION
Fictitious names:	Merrill Lynch Petrie Parkman & Co. (trading name, 2007-01-02 - 2019-01-29) Merrill Lynch Petrie Divestiture Advisors (trading name, 2007-01-02 - 2019-01-29) MERRILL LYNCH & CO. (trading name, 1990-12-07 - 2019-01-29) MERRILL LYNCH CONSUMER MARKETS (trading name, 1988-11-10 - 1992-11-12) Merrill Lynch Capital Markets (trading name, 1983-08-15 - 1992-11-12)
Principal Address:	ONE BRYANT PARK, NEW YORK, NY, 10036, USA

Agent

Name	Role	Address
CT CORPORATION SYSTEM	Agent	450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

SECRETARY

Name	Role	Address
ELIZABETH A. PRYOR	SECRETARY	ONE BRYANT PARK NEW YORK, NY 10036 USA

CEO

Name	Role	Address
ERIC SCHIMPF	CEO	ONE BRYANT PARK NEW YORK, NY 10036 USA

CFO

Name	Role	Address
FARUQE ALAM	CFO	ONE BRYANT PARK NEW YORK, NY 10036 USA

ASSISTANT SECRETARY

Name	Role	Address
CHRISTINE M COSTAMAGNA	ASSISTANT SECRETARY	ONE BRYANT PARK NEW YORK, NY 10036 USA
ANDREW S MARGOLIN	ASSISTANT SECRETARY	ONE BRYANT PARK NEW YORK, NY 10036 USA
COLLEEN O. JOHNSON	ASSISTANT SECRETARY	ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF LEGAL OFFICER

Name	Role	Address
DAVID C. HEATON	CHIEF LEGAL OFFICER	ONE BRYANT PARK NEW YORK, NY 10036 USA

ANTI-MONEY LAUNDERING COMPLIANCE OFFICER

Name	Role	Address
SAMANTHA J. LEVENTHAL	ANTI-MONEY LAUNDERING COMPLIANCE OFFICER	ONE BRYANT PARK NEW YORK, NY 10036 USA

SENIOR VICE PRESIDENT, TAX

Name	Role	Address
FRANK RACANIELLO	SENIOR VICE PRESIDENT, TAX	ONE BRYANT PARK NEW YORK, NY 10036 USA

MANAGING DIRECTOR

Name	Role	Address
FARUQE ALAM	MANAGING DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
JOSEPH A. GUARDINO	MANAGING DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
DAVID C. HEATON	MANAGING DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
MICHAEL HENNESSY	MANAGING DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA

SENIOR VICE PRESIDENT

Name	Role	Address
NATHAN A. BARTH	SENIOR VICE PRESIDENT	ONE BRYANT PARK NEW YORK, NY 10036 USA

DIRECTOR

Name	Role	Address
NANCY FAHMY	DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
LINDSAY DENARDO HANS	DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
ERIC SCHIMPF	DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
LORNA R. SABBIA	DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA
MATTHEW T. GELLENE	DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA

TREASURER

Name	Role	Address
MICHAEL HENNESSY	TREASURER	ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR

Name	Role	Address
VINCENT SANTANNA	CHIEF OPERATIONS OFFICER, MANAGING DIRECTOR	ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF COMPLIANCE OFFICER

Name	Role	Address
SUSAN AXELROD	CHIEF COMPLIANCE OFFICER	ONE BRYANT PARK NEW YORK, NY 10036 USA

Filings

Number	Name	File Date
202451621320	Annual Report	2024-04-19
202334057600	Annual Report	2023-04-26
202215893150	Annual Report	2022-04-27
202189570750	Annual Report	2021-02-03
202035301840	Annual Report	2020-02-27

Reviews Leave a review

This company hasn't received any reviews.

Date of last update: 19 Jul 2025

Sources: Rhode Island Department of State