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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Company Details

Name: MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Activ
Date of Organization in Rhode Island: 02 Jan 1959 (66 years ago)
Identification Number: 000024063
Place of Formation: DELAWARE
Principal Address: ONE BRYANT PARK, NEW YORK, NY, 10036, USA
Purpose: INVESTMENT BANKING AND SECURITIES INTERMEDIATION
Fictitious names: Merrill Lynch Petrie Parkman & Co. (trading name, 2007-01-02 - 2019-01-29)
Merrill Lynch Petrie Divestiture Advisors (trading name, 2007-01-02 - 2019-01-29)
MERRILL LYNCH & CO. (trading name, 1990-12-07 - 2019-01-29)
MERRILL LYNCH CONSUMER MARKETS (trading name, 1988-11-10 - 1992-11-12)
Merrill Lynch Capital Markets (trading name, 1983-08-15 - 1992-11-12)

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

TREASURER

Name Role Address
MANAMI ISHII TREASURER ONE BRYANT PARK NEW YORK, NY 10036 USA

SECRETARY

Name Role Address
ELIZABETH A. PRYOR SECRETARY ONE BRYANT PARK NEW YORK, NY 10036 USA

CEO

Name Role Address
ERIC SCHIMPF CEO ONE BRYANT PARK NEW YORK, NY 10036 USA

CFO

Name Role Address
FARUQE ALAM CFO ONE BRYANT PARK NEW YORK, NY 10036 USA

ASSISTANT SECRETARY

Name Role Address
CHRISTINE M COSTAMAGNA ASSISTANT SECRETARY ONE BRYANT PARK NEW YORK, NY 10036 USA
ANDREW S MARGOLIN ASSISTANT SECRETARY ONE BRYANT PARK NEW YORK, NY 10036 USA
COLLEEN O. JOHNSON ASSISTANT SECRETARY ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF OPERATIONS OFFICER

Name Role Address
JOSEPH A. GUARDINO CHIEF OPERATIONS OFFICER ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF LEGAL OFFICER

Name Role Address
DAVID C. HEATON CHIEF LEGAL OFFICER ONE BRYANT PARK NEW YORK, NY 10036 USA

ANTI-MONEY LAUNDERING COMPLIANCE OFFICER

Name Role Address
SAMANTHA J. LEVENTHAL ANTI-MONEY LAUNDERING COMPLIANCE OFFICER ONE BRYANT PARK NEW YORK, NY 10036 USA

SENIOR VICE PRESIDENT, TAX

Name Role Address
FRANK RACANIELLO SENIOR VICE PRESIDENT, TAX ONE BRYANT PARK NEW YORK, NY 10036 USA

MANAGING DIRECTOR

Name Role Address
FARUQE ALAM MANAGING DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
SUSAN AXELROD MANAGING DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
JOSEPH A. GUARDINO MANAGING DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
DAVID C. HEATON MANAGING DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
MANAMI ISHII MANAGING DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA

SENIOR VICE PRESIDENT

Name Role Address
NATHAN A. BARTH SENIOR VICE PRESIDENT ONE BRYANT PARK NEW YORK, NY 10036 USA

CHIEF COMPLIANCE OFFICER

Name Role Address
MICHAEL KARAM CHIEF COMPLIANCE OFFICER ONE BRYANT PARK NEW YORK, NY 10036 USA

DIRECTOR

Name Role Address
NANCY FAHMY DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
LINDSAY DENARDO HANS DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
ERIC SCHIMPF DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
LORNA R. SABBIA DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA
ARON D. LEVINE DIRECTOR ONE BRYANT PARK NEW YORK, NY 10036 USA

Filings

Number Name File Date
202451621320 Annual Report 2024-04-19
202334057600 Annual Report 2023-04-26
202215893150 Annual Report 2022-04-27
202189570750 Annual Report 2021-02-03
202035301840 Annual Report 2020-02-27
201987643550 Annual Report 2019-02-27
201985407280 Statement of Abandonment of Use of Fictitious Business Name 2019-01-29
201985406210 Statement of Abandonment of Use of Fictitious Business Name 2019-01-29
201985405240 Statement of Abandonment of Use of Fictitious Business Name 2019-01-29
201856175700 Annual Report 2018-01-16

Related by officers

CT CORPORATION SYSTEM

Mason Industries of R.I., Inc. ABANCO Management Corp. HEALTHCARE TRANSPORTATION SYSTEM, INC. W.C. Stumbo Company HUDSON MEDICAL PRODUCTS, INC. ACORN INSULATED WIRE COMPANY, INC. ADAMS DRUG CO. OF BROAD STREET, INC. ADAMS DRUG CO. OF EDGEWOOD, INC. ADAMS DRUG CO. OF SMITHFIELD, INC. ADAMS DRUG CO. OF TIVERTON, INC.

MANAMI ISHII

Merrill Lynch Commodities, Inc. BofA Securities, Inc.

ELIZABETH A. PRYOR

BofA Securities, Inc.

ERIC SCHIMPF

GLOBAL CONNECTION INC. OF AMERICA

FARUQE ALAM

BofA Securities, Inc.

CHRISTINE M COSTAMAGNA

MNC Credit Corp. AMERICAN FINANCIAL SERVICE GROUP, INC. Banc of America Commercial Finance Corporation Investment & Insurance Services, Inc. OneFed Leasing Corporation Balboa Insurance Services, Inc. IFIA Insurance Services, Inc. Balboa Warranty Services Corporation Countrywide Commercial Real Estate Finance, Inc.

JOSEPH A. GUARDINO

BofA Securities, Inc.

FRANK RACANIELLO

MERRILL LYNCH LIFE AGENCY INC. BAL Investment & Advisory, Inc. Merrill Lynch Mortgage Lending, Inc. Banc of America Public Capital Corp Merrill Lynch Commodities, Inc. BofA Merrill Lynch Asset Holdings, Inc. BofA Securities, Inc. Tryon Vehicle Titling Trust

COLLEEN O. JOHNSON

Merrill Lynch Commodities, Inc. BofA Securities, Inc.

SUSAN AXELROD

KINGSTON IMPROVEMENT ASSOCIATION

NATHAN A. BARTH

MERRILL LYNCH LIFE AGENCY INC. BAL Investment & Advisory, Inc. Countrywide Home Loans, Inc. Merrill Lynch Mortgage Lending, Inc. Banc of America Public Capital Corp First Franklin Financial Corporation Merrill Lynch Commodities, Inc. BofA Merrill Lynch Asset Holdings, Inc. BofA Securities, Inc. Tryon Vehicle Titling Trust

Related by address

ONE BRYANT PARK, NEW YORK, NY, 10036, USA

Merrill Lynch Mortgage Lending, Inc. SOUTHSTAR II, LLC BofA Merrill Lynch Asset Holdings, Inc. BofA Securities, Inc. Financial Data Services, LLC

Date of last update: 06 Oct 2024

Sources: Rhode Island Department of State

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