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Ameriprise Financial Services, Inc.

Company Details

Name: Ameriprise Financial Services, Inc.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Conversion
Date of Organization in Rhode Island: 04 Jan 1974 (51 years ago)
Date of Dissolution: 30 Jan 2020 (5 years ago)
Date of Status Change: 30 Jan 2020 (5 years ago)
Identification Number: 000022920
Place of Formation: DELAWARE
Principal Address: 707 2ND AVE SO, MINNEAPOLIS, MN, 55474, USA
Purpose: REGISTERED BROKER-DEALER AND REGISTERED INVESTMENT ADVISER, FINANCIAL PLANNING AND RETAIL DISTRIBUTION
NAICS: 541611 - Administrative Management and General Management Consulting Services
Fictitious names: Beacon Point Wealth Advisors (trading name, 2018-09-13 - )
DeHoney Group, a financial advisor practice of Ameriprise Financial Services, Inc. (trading name, 2012-08-20 - 2015-01-30)
DeHoney & Associates, A financial advisory practice of Ameriprise Financial Services, Inc. (trading name, 2011-12-13 - 2012-08-20)
Historical names: IDS MARKETING CORPORATION
IDS Financial Services, Inc.
American Express Financial Advisors Inc.

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 450 VETERANS MEMORIAL PARKWAY SUITE 7A, EAST PROVIDENCE, RI, 02914, USA

DIRECTOR

Name Role Address
JOSEPH EDWARD SWEENEY DIRECTOR 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA
CHARLES N. MAGLAQUE DIRECTOR 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA
PATRICK H. O'CONNELL DIRECTOR 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA
WILLIAM J. WILLIAMS DIRECTOR 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA

PRESIDENT

Name Role Address
JOSEPH EDWARD SWEENEY PRESIDENT 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA

TREASURER

Name Role Address
JAMES A. BREFELD JR. TREASURER 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA

SECRETARY

Name Role Address
THOMAS RICHARD MOORE SECRETARY 707 2ND AVE SO MINNEAPOLIS, MN 55474 USA

Events

Type Date Old Value New Value
Conversion 2020-01-30 Ameriprise Financial Services, Inc. AMERIPRISE FINANCIAL SERVICES, LLC on 01-30-2020
Name Change 2005-08-22 American Express Financial Advisors Inc. Ameriprise Financial Services, Inc.
Name Change 1995-01-09 IDS Financial Services, Inc. American Express Financial Advisors Inc.
Name Change 1987-03-16 IDS MARKETING CORPORATION IDS Financial Services, Inc.

Filings

Number Name File Date
201984647740 Annual Report 2019-01-17
201877381140 Fictitious Business Name Statement 2018-09-13
201856647090 Annual Report 2018-01-23
201730722790 Annual Report 2017-01-24
201690901990 Annual Report 2016-01-20
201554389210 Statement of Abandonment of Use of Fictitious Business Name 2015-01-30
201553947790 Annual Report 2015-01-20
201434199960 Annual Report 2014-01-24
201323989070 Statement of Change of Registered/Resident Agent Office 2013-06-17
201311322890 Annual Report 2013-02-12

Date of last update: 06 Oct 2024

Sources: Rhode Island Department of State