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ADVEST, INC.

Company Details

Name: ADVEST, INC.
Jurisdiction: Rhode Island
Entity type: Foreign Corporation
Status: Revoked Entity
Date of Organization in Rhode Island: 20 Dec 1976 (48 years ago)
Date of Dissolution: 26 Nov 2007 (17 years ago)
Date of Status Change: 26 Nov 2007 (17 years ago)
Identification Number: 000019718
Place of Formation: DELAWARE
Principal Address: 90 STATE HOUSE SQUARE, HARTFORD, CT, 06103, USA
Purpose: SECURITES/ BROKER DEALER

Agent

Name Role Address
CT CORPORATION SYSTEM Agent 10 WEYBOSSET STREET, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
DANIEL J MULLANE PRESIDENT 90 STATE HOUSE SQUARE HARTFORD, CT 06103- USA

Filings

Number Name File Date
200703007940 Revocation Certificate For Failure to File the Annual Report for the Year 2007-11-26
200702949700 Revocation Notice For Failure to File An Annual Report 2007-08-09

Court Cases

Docket Number Nature of Suit Filing Date Disposition
0000427 Employee Retirement Income Security Act (ERISA) 2000-08-29 voluntarily
Circuit First Circuit
Origin original proceeding
Jurisdiction federal question
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 2000-08-29
Termination Date 2001-01-31
Date Issue Joined 2000-10-25
Section 1132
Status Terminated

Parties

Name FURIA,
Role Plaintiff
Name ADVEST, INC.
Role Defendant
9400320 Other Contract Actions 1994-06-10 consent
Circuit First Circuit
Origin original proceeding
Jurisdiction diversity of citizenship
Jury Demand Missing
Demanded Amount > 10000$
Termination Class Action Missing
Procedural Progress pretrial conference held
Nature Of Judgment no monetary award
Judgement both
Arbitration On Termination Missing
Office 1
Filing Date 1994-06-10
Termination Date 1995-09-29
Date Issue Joined 1995-08-12
Pretrial Conference Date 1995-08-29
Section 1346

Parties

Name E.G. ADAMS PART,
Role Plaintiff
Name ADVEST, INC.
Role Defendant
9700689 Other Contract Actions 1997-12-08 voluntarily
Circuit First Circuit
Origin removed (began in the state court, removed to the district court)
Jurisdiction diversity of citizenship
Jury Demand Missing
Demanded Amount 0
Termination Class Action Missing
Procedural Progress no court action
Nature Of Judgment Missing
Judgement missing
Arbitration On Termination Missing
Office 1
Filing Date 1997-12-08
Termination Date 1998-08-12
Date Issue Joined 1997-12-08
Section 1332

Parties

Name ADVEST, INC.
Role Defendant
Name CARTER,
Role Plaintiff

Date of last update: 06 Apr 2025

Sources: Rhode Island Department of State