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  5. GAROFALO & ASSOCIATES, INC.

GAROFALO & ASSOCIATES, INC.

Company Details

Name: GAROFALO & ASSOCIATES, INC.
Jurisdiction: Rhode Island
Entity type: Domestic Profit Corporation
Status: Activ
Date of Organization in Rhode Island: 20 Sep 1979 (46 years ago)
Identification Number: 000009771
ZIP code: 02904
County: Providence County
Principal Address: 85 CORLISS STREET, PROVIDENCE, RI, 02904, USA
Purpose: TO CONDUCT, PERFORM AND CARRY OUT CIVIL ENGINEERING, LAND SURVEYING AND LAND USE PLANNING
Historical names: Leonard A. Garofalo & Associates, Inc.

Industry & Business Activity

NAICS

541360 Geophysical Surveying and Mapping Services

This industry comprises establishments primarily engaged in gathering, interpreting, and mapping geophysical data. Establishments in this industry often specialize in locating and measuring the extent of subsurface resources, such as oil, gas, and minerals, but they may also conduct surveys for engineering purposes. Establishments in this industry use a variety of surveying techniques depending on the purpose of the survey, including magnetic surveys, gravity surveys, seismic surveys, or electrical and electromagnetic surveys. Learn more at the U.S. Census Bureau

Companies doing Geophysical surveying and mapping services

form 5500

Plan Name Plan Year EIN/PN Received Sponsor Total number of participants
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2023 050383801 2024-05-06 GAROFALO & ASSOCIATES, INC. 23
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2022 050383801 2023-05-03 GAROFALO & ASSOCIATES, INC. 21
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2021 050383801 2022-03-23 GAROFALO & ASSOCIATES, INC. 27
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2020 050383801 2021-05-13 GAROFALO & ASSOCIATES, INC. 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2019 050383801 2020-02-25 GAROFALO & ASSOCIATES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2018 050383801 2019-05-30 GAROFALO & ASSOCIATES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2017 050383801 2018-07-31 GAROFALO & ASSOCIATES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2016 050383801 2017-04-06 GAROFALO & ASSOCIATES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2015 050383801 2016-07-13 GAROFALO & ASSOCIATES, INC. 25
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
GAROFALO & ASSOCIATES, INC. 401(K) PLAN 2014 050383801 2015-04-21 GAROFALO & ASSOCIATES, INC. 26
File View Page
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Signature of
Role Plan administrator
Date 2015-04-21
Name of individual signing DAVID L. PARENT
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2014/07/31/20140731115906P040005366277001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Signature of
Role Plan administrator
Date 2014-07-31
Name of individual signing DAVID L. PARENT
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2013/07/12/20130712064800P040300332131001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Signature of
Role Plan administrator
Date 2013-07-12
Name of individual signing DAVID L. PARENT
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2012/05/10/20120510101345P040011572546001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Plan administrator’s name and address
Administrator’s EIN 050383801
Plan administrator’s name GAROFALO & ASSOCIATES, INC.
Plan administrator’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
Administrator’s telephone number 4012736000

Signature of
Role Plan administrator
Date 2012-05-10
Name of individual signing DAVID L. PARENT
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2011/06/10/20110610104555P030010658978001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Plan administrator’s name and address
Administrator’s EIN 050383801
Plan administrator’s name GAROFALO & ASSOCIATES, INC.
Plan administrator’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
Administrator’s telephone number 4012736000

Signature of
Role Plan administrator
Date 2011-06-10
Name of individual signing DAVID L. PARENT
Valid signature Filed with authorized/valid electronic signature
File https://efast2-filings-public.s3.amazonaws.com/prd/2010/09/23/20100923175924P030009371249001.pdf
Three-digit plan number (PN) 001
Effective date of plan 1999-01-01
Business code 541330
Sponsor’s telephone number 4012736000
Plan sponsor’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145

Plan administrator’s name and address
Administrator’s EIN 050383801
Plan administrator’s name GAROFALO & ASSOCIATES, INC.
Plan administrator’s address 85 CORLISS STREET, PROVIDENCE, RI, 029406145
Administrator’s telephone number 4012736000

Signature of
Role Plan administrator
Date 2010-09-23
Name of individual signing CAROL LIPMAN
Valid signature Filed with authorized/valid electronic signature

Agent

Name Role Address
DARREN F. CORRENTE Agent 226 SOUTH MAIN STREET SUITE 300, PROVIDENCE, RI, 02903, USA

PRESIDENT

Name Role Address
STEVEN B GAROFALO PRESIDENT 85 CORLISS STREET PROVIDENCE, RI 02904 USA

Events

Type Date Old Value New Value
Name Change 1986-12-19 Leonard A. Garofalo & Associates, Inc. GAROFALO & ASSOCIATES, INC.
Merged 1986-12-19 LEONARD A. GAROFALO, INC. on GAROFALO & ASSOCIATES, INC.

Filings

Number Name File Date
202452780350 Annual Report 2024-04-24
202334201210 Annual Report 2023-04-26
202217466910 Annual Report 2022-05-18
202195627130 Annual Report 2021-04-09
202037504050 Annual Report 2020-04-13
201994496570 Annual Report 2019-05-28
201860281710 Annual Report 2018-03-14
201737821900 Annual Report 2017-03-09
201693664900 Annual Report 2016-03-03
201557481290 Annual Report 2015-03-13

Paycheck Protection Program

Loan Number Loan Funded Date SBA Origination Office Code Loan Delivery Method Borrower Street Address
5908217001 2020-04-06 0165 PPP 85 CORLISS ST, PROVIDENCE, RI, 02904-2601
Loan Status Date 2020-12-11
Loan Status Paid in Full
Loan Maturity in Months 24
SBA Guaranty Percentage 100
Loan Approval Amount (at origination) 356750
Loan Approval Amount (current) 356750
Undisbursed Amount 0
Franchise Name -
Lender Location ID 120245
Servicing Lender Name Bank Rhode Island
Servicing Lender Address One Turks Head Place, PROVIDENCE, RI, 02903-2219
Rural or Urban Indicator U
Hubzone Y
LMI N
Business Age Description Existing or more than 2 years old
Project Address PROVIDENCE, PROVIDENCE, RI, 02904-2601
Project Congressional District RI-01
Number of Employees 24
NAICS code 541330
Borrower Race White
Borrower Ethnicity Not Hispanic or Latino
Business Type Subchapter S Corporation
Originating Lender ID 120245
Originating Lender Name Bank Rhode Island
Originating Lender Address PROVIDENCE, RI
Gender Female Owned
Veteran Non-Veteran
Forgiveness Amount 358702.22
Forgiveness Paid Date 2020-11-03

U.S. Small Business Administration Profile

Status User ID Name of Firm Trade Name UEI Address
Active P2327316 GAROFALO & ASSOCIATES INC - JGRCHCF4W187 85 CORLISS ST, PROVIDENCE, RI, 02904-2601
Capabilities Statement Link -
Phone Number 401-273-6000
Fax Number 401-273-1000
E-mail Address dparent@garofaloassociates.com
WWW Page -
E-Commerce Website http://www.garofaloassociates.com
Contact Person DAVID PARENT
County Code (3 digit) 007
Congressional District 01
Metropolitan Statistical Area 6480
CAGE Code 0H651
Year Established 1979
Accepts Government Credit Card No
Legal Structure Subchapter S Corporation
Ownership and Self-Certifications Self-Certified Small Disadvantaged Business
Business Development Servicing Office RHODE ISLAND DISTRICT OFFICE (SBA office code 0165)
Capabilities Narrative Civil Engineering Structural Engineering Traffic Engineering Land Surveying
Special Equipment/Materials (none given)
Business Type Percentages (none given)
Keywords Engineering & Land Surveying Services
Quality Assurance Standards (none given)
Electronic Data Interchange capable -

Current Principals
Name Brenda A. Garofalo Stock Trust
Role (no title given)
Name Steven B. Garofalo
Role President

SBA Federal Certifications
HUBZone Certified No
Women Owned Certified No
Women Owned Pending No
Economically Disadvantaged Women Owned Certified No
Economically Disadvantaged Women Owned Pending No
Veteran-Owned Small Business Certified No
Veteran-Owned Small Business Joint Venture No
Service-Disabled Veteran-Owned Small Business Certified No
Service-Disabled Veteran-Owned Small Business Joint Venture No

Bonding Levels
Description Construction Bonding Level (per contract)
Level $0
Description Construction Bonding Level (aggregate)
Level $0
Description Service Bonding Level (per contract)
Level $0
Description Service Bonding Level (aggregate)
Level $0

NAICS Codes with Size Determinations by NAICS
Primary Yes
Code 541370
NAICS Code's Description Surveying and Mapping (except Geophysical) Services
Buy Green Yes
Code 541330
NAICS Code's Description Engineering ServicesGeneral $22.50m Small Business Size Standard: [Yes]Special $41.50m Military and Aerospace Equipment and Military Weapons: [Yes]Special $41.50m Contracts and Subcontracts for Engineering Services Awarded Under the National Energy Policy Act of 1992: [Yes]Special $41.50m Marine Engineering and Naval Architecture: [Yes]
Buy Green Yes

Export Profile (Trade Mission Online)
Exporter No
Export Business Activities (none given)
Exporting to (none given)
Desired Export Business Relationships (none given)
Description of Export Objective(s) (none given)

Related by officers

DARREN F. CORRENTE

226 South Main Street Title Holding Company, Inc. 410 South Main Street Title Holding Company, Inc. GAROFALO BUSINESS CONSULTANTS, INC. J & J Catering, Inc. SEMINA PARTNERS, INC. GET FRESH PRODUCE INC. RHODE ISLAND PREMIER BASKETBALL, INC. Corrente Law Corporation J.C.N., Inc. Occupational and Environmental Health Center of Rhode Island, Inc.

Related by address

85 CORLISS STREET, PROVIDENCE, RI, 02904, USA

INFORMATION NETWORK SOLUTIONS, INC.

Date of last update: 06 Apr 2025

Sources: Rhode Island Department of State

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